Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Regan J WildaAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$110-26-2018
Anthony Paul TucciniCitizens Securities, Inc.PNC Investments10-23-2018
Michael G DowdellMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2018
Gar Blake MccrayVanderbilt Securities, LLCJ.W. Cole Financial, Inc.10-22-2018
Robert Thomas Mcmahon IIICUSO Financial Services, L.P.Global Financial Private Capital, LLC10-22-2018
James E. CaseySecurities America, Inc.Signator Investors, Inc.$5510-19-2018
Kenneth Michael OslerAmeriprise Financial Services, Inc.B. Riley Wealth Management$110-19-2018
Eugene Bosart, Brad Bosart, Robert Bosart, Joe Moynihan, and Maddalena ParksRBC Wealth ManagementWells Fargo Advisors$1,40010-17-2018
Earl Bradley BosartRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10010-17-2018
Joseph Sinnott MoynihanRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$15010-17-2018
Maddalena M ParksRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$110-17-2018
Robert Halsey BosartRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25010-17-2018
Daniel Joseph ZeigerPackerland Brokerage Services, Inc.Foresters Equity Services, Inc.10-16-2018
Wendy Lou MitchellAmeriprise Financial Services, Inc.SagePoint Financial, Inc.10-15-2018
David Lee Mayer Jr.Infinex Investments, Inc.Cetera Investment Services LLC$5010-13-2018
Charles Wayne RandallSigma Financial CorporationBroker Dealer Financial Services Corp.10-12-2018
David Alan PaskievitchSigma Financial CorporationLPL Financial LLC$2510-10-2018
Darlene CheatomRoyal Alliance Associates, Inc.Rehmann Financial Network, LLC$5010-09-2018
Mitchell Gerard LangtonParkland Securities, LLCForesters Equity Services, Inc.10-05-2018
Derrel Calvin KentCUSO Financial Services, L.P.J.P. Morgan Securities LLC10-01-2018
James MelstromRaymond JamesUBS Financial Services$11010-01-2018
Amanda Sue JenkinsRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-28-2018
Charles John LindholmRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10009-28-2018
Gar Blake MccrayJ.W. Cole Financial, Inc.The Leaders Group, Inc.09-28-2018
Ronald Lee Miller IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-28-2018
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Showing 126 to 150 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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