Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Sue JenkinsRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-28-2018
Charles John LindholmRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10009-28-2018
Gar Blake MccrayJ.W. Cole Financial, Inc.The Leaders Group, Inc.09-28-2018
Ronald Lee Miller IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-28-2018
William Benjamin WeberRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5009-28-2018
Michelle Marie RiesgoMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities09-26-2018
Michael William MaherLPL Financial LLCSignator Investors, Inc.09-25-2018
John Steven FarquharsonBenjamin F. Edwards & Company, Inc.Oppenheimer & Co. Inc.$15009-21-2018
Deanna Joyce HarlessBernard Wealth Management Corp.Securities America, Inc.09-18-2018
Mark Raymond ReckerRecker Financial LLCHantz Financial Services, Inc.09-17-2018
Anthony Charles RudaOppenheimer & Co. Inc.B. Riley Wealth Management09-14-2018
Margeline Gwynne TrippEdward JonesPruco Securities, LLC.09-14-2018
Michael Sean DuganCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1009-14-2018
Eric Johannes PoosRegulus Advisors, LLCSecure Investment Management, LLC$2209-12-2018
James Michael TietemaWells Fargo Clearing Services, LLCSecurian Financial Services, Inc.09-11-2018
David Nelson DrysdaleRoyal Alliance Associates, Inc.MML Investors Services, LLC09-10-2018
James Patrick WhiteRegulus Advisors, LLCFifth Third Securities, Inc.$10009-07-2018
James Allen WetherellPruco Securities, LLC.Hantz Financial Services, Inc.$2509-05-2018
Michael Edward SimmersConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Sherrie Lynn InghamConcorde Investment Services, LLCL.M. Kohn & Company09-04-2018
Timothy Edward KowalskiRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-04-2018
Jeffrey Joseph WinklerRaymond James & Associates, Inc.Morgan Stanley$15008-31-2018
Lisa Marie TimmerWells Fargo Clearing Services, LLCCetera Investment Advisers LLC$2508-31-2018
Mark Adam EriksenSummit Brokerage Services, Inc.LPL Financial LLC$5008-31-2018
Thomas Farmer SeidlConcorde Investment Services, LLCL.M. Kohn & Company$2208-31-2018
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Showing 151 to 175 of 4,049 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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