Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cheryl Ann HarwellSigma Financial CorporationThe Huntington Investment Company$108-30-2018
Michael George WaltersLPL Financial LLCFirst Allied Securities, Inc.$5008-29-2018
Merid AmdeM.A. Global Investment Advisor, LLCInvestshares08-28-2018
Mike Anderson, Ted KorodanStifel Nicolaus & Co.Wells Fargo Advisors$16808-27-2018
Karl Henry RothRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15008-24-2018
Theodore Lawrence Korodan Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-24-2018
Dainforth Baker French Jr.Concorde Investment Services, LLCL.M. Kohn & Company08-23-2018
Douglas Ian ZackConcorde Investment Services, LLCL.M. Kohn & Company$1008-23-2018
Matthew Todd FlynnConcorde Investment Services, LLCL.M. Kohn & Company08-22-2018
Richard Wesley BoschertConcorde Investment Services, LLCL.M. Kohn & Company$108-22-2018
Karen Ruth GasiorThe Investment Center, Inc.LPL Financial LLC$1008-20-2018
Dace Andrew DekruifCetera Investment Services LLCFSC Securities Corporation$5008-16-2018
David Michael LademanLPL Financial LLCKalos Capital, Inc.08-15-2018
Scott Edward BurnsRiver Raisin Investment Partners, Inc.LPL Financial LLC08-15-2018
Michael J FinnSecurities America, Inc.The O.N. Equity Sales Company08-14-2018
Bruce Blase PalenPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$2508-13-2018
James Ronald PilatRegulus Advisors, LLCLPL Financial LLC08-10-2018
Craig BraunStifel Nicolaus & Co.Ameriprise Financial$8208-10-2018
Craig Alan BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$5008-08-2018
Shane MyasAXA Advisors, LLCEdward Jones08-08-2018
Emily A. VinicFifth Third Securities, Inc.J.P. Morgan Securities LLC08-06-2018
Gary Paul NelsonVoya Financial Advisors, Inc.Sigma Financial Corporation$108-06-2018
Michael John GlosterAurora SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Bruce Alan AndersonCetera Investment Services LLCSigma Financial Corporation$2507-31-2018
Alan Lee SuppCantella & Co., Inc.Winslow, Evans & Crocker, Inc.$10007-26-2018
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Showing 176 to 200 of 4,049 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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