Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Steven PaulMorgan StanleyJ.P. Morgan Securities LLC07-17-2018
Shelly SchudlichStifel Nicolaus & Co.Oppenheimer$8607-16-2018
Nicholas Justin DickinsonAllstate Financial Services, LLCInvestment Professionals, Inc.$15007-13-2018
David Mark DellerDeller Wealth Management LLCRaymond James Financial Services, Inc.07-12-2018
Kevin Donald PaulCUNA Brokerage Services, Inc.Cetera Advisor Networks LLC07-12-2018
Antonio A DesanoRoyal Alliance Associates, Inc.UBS Financial Services Inc.07-10-2018
Edward John Maedel IICambridge Investment Research, Inc.Sigma Financial Corporation07-09-2018
James F Maguire IVLPL Financial LLCJ.P. Morgan Securities LLC07-09-2018
Kevin Lee FriddleThe Huntington Investment CompanyCUSO Financial Services, L.P.$107-06-2018
Steven M ReausoThe Huntington Investment CompanyCitizens Securities, Inc.07-06-2018
Crawford James IIBankers Life Securities, Inc.JAMES FINANCIAL07-05-2018
Patricia Lynn BaileyNorthwestern Mutual Investment Services, LLCGWFS Equities, Inc.07-05-2018
Bradley Dean RecknagelFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2018
Caleb M WendzelWells Fargo Clearing Services, LLCFifth Third Securities, Inc.06-28-2018
Jamie Marie-Brandt PilkintonThe Huntington Investment CompanyJ.P. Morgan Securities LLC$106-27-2018
Justin Matthew CattaneoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$15006-25-2018
William Hal BoumaCetera Advisor Networks LLCCUSO Financial Services, L.P.06-22-2018
Jeremy Ethan HersheyThe Huntington Investment CompanyAXA Advisors, LLC06-21-2018
Alec HagenRaymond James & Associates, Inc.Hantz Financial Services, Inc.06-19-2018
Jason Thomas GrantPNC InvestmentsMML Investors Services, LLC06-19-2018
Robin Simone SpencerCapital AnalystsHD Vest Investment Services06-19-2018
Steven Duane SochaCetera Advisor Networks LLCLPL Financial LLC06-18-2018
Douglas Michael NewportCommonwealth Financial NetworkFifth Third Securities, Inc.06-14-2018
Omar El GothamyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC06-14-2018
Chad Russell AllemonThe Huntington Investment CompanyNYLIFE Securities LLC06-11-2018
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Showing 201 to 225 of 4,045 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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