Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin James BatesKestra Investment Services, LLCAXA Advisors, LLC$10006-10-2019
Daniel Alexander CornwellKestra Investment Services, LLCAXA Advisors, LLC$1006-10-2019
Jeremy Ethan HersheyThe Huntington Investment CompanyAXA Advisors, LLC06-21-2018
William J FergusonCommonwealth Financial NetworkAXA Advisors, LLC$2504-20-2018
John A. HerbertMML Investors Services, LLCAXA Advisors, LLC04-17-2018
John P BergmannLincoln Financial Advisors CorporationAXA Advisors, LLC$4304-13-2018
Ching Po WangParkland Securities, LLCAXA Advisors, LLC03-01-2018
Matthew David SumnichtMML Investors Services, LLCAXA Advisors, LLC01-16-2018
Stephen M HartwigAmeriprise Financial Services, Inc.AXA Advisors, LLC09-18-2017
Dustin Scott OsborneCommonwealth Financial NetworkAXA Advisors, LLC$102-24-2017
Justin Neil HuttCommonwealth Financial NetworkAXA Advisors, LLC$10002-24-2017
Thomas Joseph LintemuthCommonwealth Financial NetworkAXA Advisors, LLC$10002-24-2017
James Ronald PilatLPL Financial LLCAXA Advisors, LLC01-31-2017
Randall A Hoover Jr.Sigma Financial CorporationAXA Advisors, LLC12-09-2016
Robin K ShellenbergerSignator Investors, Inc.AXA Advisors, LLC10-28-2016
Thomas Joseph Vandoorne Jr.LPL Financial LLCAXA Advisors, LLC08-03-2016
Daniel David MillerVALIC Financial Advisors, Inc.AXA Advisors, LLC06-16-2016
Giancarlo Givenchy EstradaCssc Brokerage Services, Inc.AXA Advisors, LLC05-24-2016
Jodi G. KrausmanMoney Concepts Capital CorpAXA Advisors, LLC05-11-2016
Phillip J MclellanPNC InvestmentsAXA Advisors, LLC$1003-11-2016
Daniel Robert DelmotteJ.P. Morgan Securities LLCAXA Advisors, LLC09-16-2015
Timothy Edward BeiserSigma Financial CorporationAXA Advisors, LLC04-17-2015
Ariel M. KatzAmeriprise Financial Services, Inc.AXA Advisors, LLC04-09-2015
Larry Jay GlanzAmeriprise Financial Services, Inc.AXA Advisors, LLC$5004-09-2015
Matthew M. KowalskiPruco Securities, LLC.AXA Advisors, LLC03-24-2015
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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