Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mustafa SavliwalaPruco Securities, LLC.AXA Advisors, LLC03-16-2020
Bincy TeodorescuPrincipal Securities, Inc.AXA Advisors, LLC02-03-2020
Charles Edmund DillonCetera Advisors LLCAXA Advisors, LLC01-24-2020
Thomas Arturo MunozTelemus Capital, LLCAXA Advisors, LLC01-07-2020
Eddie Ray CargorPruco Securities, LLC.AXA Advisors, LLC12-10-2019
Jesse Albert Parsley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$1010-15-2019
Shane MyasPrincipal Securities, Inc.AXA Advisors, LLC09-30-2019
Gerard Joseph MiserendinoKestra Investment Services, LLCAXA Advisors, LLC08-08-2019
Gregory J. Schwartz IIIGregory J. Schwartz & Co., Inc.AXA Advisors, LLC07-11-2019
Nicholas D. FallerCitizens Securities, Inc.AXA Advisors, LLC06-21-2019
Kevin James BatesKestra Investment Services, LLCAXA Advisors, LLC$10006-10-2019
Donna Mary NaddafKestra Investment Services, LLCAXA Advisors, LLC$2506-10-2019
Daniel Robert TaylorKestra Investment Services, LLCAXA Advisors, LLC06-10-2019
Philip A. TribbleArbor Trust Wealth Advisors, LLCAXA Advisors, LLC04-12-2019
Justin VanwykMutual of America Securities LLCAXA Advisors, LLC09-20-2018
Emad Brian MosallamCambridge Investment Research, Inc.AXA Advisors, LLC08-21-2018
Michael G. BrodowiczAmeriprise Financial Services, LLCAXA Advisors, LLC07-20-2018
William J. FergusonCommonwealth Financial NetworkAXA Advisors, LLC$2504-20-2018
John A. HerbertMML Investors Services, LLCAXA Advisors, LLC04-17-2018
John P BergmannLincoln Financial Advisors CorporationAXA Advisors, LLC$4304-13-2018
Ching P. WangParkland Securities, LLCAXA Advisors, LLC03-01-2018
Matthew David SumnichtMML Investors Services, LLCAXA Advisors, LLC01-16-2018
Stephen M. HartwigAmeriprise Financial Services, LLCAXA Advisors, LLC09-18-2017
Matthew Joseph ThomasPrincipal Securities, Inc.AXA Advisors, LLC08-16-2017
Richard A. Patrick IIIFifth Third Securities, Inc.AXA Advisors, LLC07-27-2017
Next Page »

Showing 1 to 25 of 71 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.