Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rakesh BhartiSigma Financial CorporationAmeriprise Financial Services, Inc.$2504-12-2019
David Wells ChampeSigma Financial CorporationAmeriprise Financial Services, Inc.$15010-31-2018
Derek Pilade Dall OlmoTreMonte Financial ConsultantsAmeriprise Financial Services, Inc.10-31-2018
Amanda Sue JenkinsRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-28-2018
Charles John LindholmRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$10009-28-2018
William Benjamin WeberRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.$5009-28-2018
Michael Sean DuganCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1009-14-2018
Timothy Edward KowalskiRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-04-2018
Bruce Blase PalenPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, Inc.$2508-13-2018
Craig Alan BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$5008-08-2018
Jason Eugene BowrenVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.07-17-2018
Henry Gennadiy IlyasovInvestment Link, LLCAmeriprise Financial Services, Inc.06-05-2018
John Michael DyerRoyal Oak Financial Advisors, LLCAmeriprise Financial Services, Inc.05-03-2018
Vincent Charles BaronLPL Financial LLCAmeriprise Financial Services, Inc.04-09-2018
Cheryl Ann HarwellThe Huntington Investment CompanyAmeriprise Financial Services, Inc.03-21-2018
Mark Edward FetterolfMy Financial Coach, LLCAmeriprise Financial Services, Inc.03-14-2018
Philip Adam QuadererNYLIFE Securities LLCAmeriprise Financial Services, Inc.02-28-2018
Anthony James LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10001-17-2018
Thomas William Hankins Sr.Stifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.01-17-2018
Felicia Gail HarrisEverythingHR Financial Services LLCAmeriprise Financial Services, Inc.01-02-2018
Erick L MichaelsonPNC InvestmentsAmeriprise Financial Services, Inc.$5012-15-2017
Benjamin J KragtEdward JonesAmeriprise Financial Services, Inc.$2509-15-2017
Bryon Trent KnuthSecurian Financial Services, Inc.Ameriprise Financial Services, Inc.$109-15-2017
Robert Lawrence Ingram IIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$108-30-2017
Mark Clay SutherlandLPL Financial LLCAmeriprise Financial Services, Inc.$5008-28-2017
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Showing 1 to 25 of 107 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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