Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Fayette FarnsworthAcorn Wealth Advisors, LLCAmeriprise Financial Services, Inc.07-11-2014
Thaddeus Dwight PhelpsAdvance Wealth Management Service, LLCAmeriprise Financial Services, Inc.05-13-2019
Jack B McBrideB. Riley Wealth ManagementAmeriprise Financial Services, Inc.08-07-2014
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2019
Mac Aric CarpenterCFD Investments, Inc.Ameriprise Financial Services, Inc.$2509-20-2016
Michael Sean DuganCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1009-14-2018
Dennis Alan AsaroCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-14-2018
Mark YatrosCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$11504-21-2017
Mark John YatrosCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$6304-21-2017
William Michael SandersCommonwealth Financial NetworkAmeriprise Financial Services, Inc.04-22-2016
Brett David DoddsCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1010-31-2014
Benjamin J. KragtEdward JonesAmeriprise Financial Services, Inc.09-15-2017
Felicia Gail HarrisEverythingHR Financial Services LLCAmeriprise Financial Services, Inc.01-02-2018
Bruce Blase PalenGreat Lakes Wealth, LLCAmeriprise Financial Services, Inc.07-21-2018
Henry Gennadiy IlyasovInvestment Link, LLCAmeriprise Financial Services, Inc.06-05-2018
Matthew Louise WeisbergL.M. Kohn & CompanyAmeriprise Financial Services, Inc.02-28-2014
Kaushik Damji MeisheriLifetime Equity Investments LLCAmeriprise Financial Services, Inc.05-14-2015
Matthew Scott BrownLPL Financial LLCAmeriprise Financial Services, Inc.10-11-2019
Vincent Charles BaronLPL Financial LLCAmeriprise Financial Services, Inc.04-09-2018
Mark Clay SutherlandLPL Financial LLCAmeriprise Financial Services, Inc.$5008-28-2017
Robert Mathew DietrichLPL Financial LLCAmeriprise Financial Services, Inc.$5006-22-2015
James Anthony KreutzerLPL Financial LLCAmeriprise Financial Services, Inc.12-18-2013
David Frederick KeltonLPL Financial LLCAmeriprise Financial Services, Inc.$10007-30-2012
Brent Alan RichardsLPL Financial LLCAmeriprise Financial Services, Inc.$2507-30-2012
Raymee Rae JohnsonLPL Financial LLCAmeriprise Financial Services, Inc.07-30-2012
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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