Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Scott BrownLPL Financial LLCAmeriprise Financial Services, Inc.10-11-2019
Alexander Mathew WeberCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-12-2019
Thaddeus Dwight PhelpsAdvance Wealth Management Service, LLCAmeriprise Financial Services, Inc.05-13-2019
Frederick Henry CrossSecurities America, Inc.Ameriprise Financial Services, Inc.11-12-2018
Derek Pilade Dall OlmoTreMonte Financial ConsultantsAmeriprise Financial Services, Inc.10-31-2018
Amanda Sue JenkinsRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-28-2018
Dennis Alan AsaroCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-14-2018
Timothy Edward KowalskiRaymond James & Associates, Inc.Ameriprise Financial Services, Inc.09-04-2018
Bruce Blase PalenGreat Lakes Wealth, LLCAmeriprise Financial Services, Inc.07-21-2018
Jason Eugene BowrenVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.07-17-2018
Henry Gennadiy IlyasovInvestment Link, LLCAmeriprise Financial Services, Inc.06-05-2018
John Michael DyerRoyal Oak Financial Advisors, LLCAmeriprise Financial Services, Inc.05-03-2018
Vincent Charles BaronLPL Financial LLCAmeriprise Financial Services, Inc.04-09-2018
Mark E. FetterolfMy Financial Coach, LLCAmeriprise Financial Services, Inc.03-14-2018
Thomas William Hankins Sr.Stifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.01-17-2018
Felicia Gail HarrisEverythingHR Financial Services LLCAmeriprise Financial Services, Inc.01-02-2018
Erick L MichaelsonPNC InvestmentsAmeriprise Financial Services, Inc.12-15-2017
Bryon Trent KnuthSecurian Financial Services, Inc.Ameriprise Financial Services, Inc.09-15-2017
Benjamin J. KragtEdward JonesAmeriprise Financial Services, Inc.09-15-2017
Robert Lawrence Ingram IIRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.08-30-2017
Kent Joseph SpottsParkland Securities, LLCAmeriprise Financial Services, Inc.11-10-2016
Ryan C. HoffPNC InvestmentsAmeriprise Financial Services, Inc.10-11-2016
Kimberly Anne GagneRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.06-14-2016
Andrew Harvey GagneRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.06-03-2016
Michelle Lee KredaWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.04-26-2016
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Showing 1 to 25 of 84 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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