Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rakesh BhartiSigma Financial CorporationAmeriprise Financial Services, Inc.$25004-12-2019
David Wells ChampeSigma Financial CorporationAmeriprise Financial Services, Inc.$15010-31-2018
Robert Howell Frank IIISigma Financial CorporationAmeriprise Financial Services, Inc.$50005-12-2017
Andrew Lawrence MussenSigma Financial CorporationAmeriprise Financial Services, Inc.$15004-15-2016
Mark Cameron EyreSigma Financial CorporationAmeriprise Financial Services, Inc.$23408-06-2015
Timothy Richard FarrisSigma Financial CorporationAmeriprise Financial Services, Inc.$10005-15-2015
James Louis ParkerSigma Financial CorporationAmeriprise Financial Services, Inc.$17004-17-2015
Dale John DriggsSigma Financial CorporationAmeriprise Financial Services, Inc.$50011-07-2013
Justin Douglas McColaughSigma Financial CorporationAmeriprise Financial Services, Inc.01-18-2013
Roderick George Chisholm IIISigma Financial CorporationAmeriprise Financial Services, Inc.$25010-19-2012
Tammy Lynn SolimineSigma Financial CorporationAmeriprise Financial Services, Inc.10-19-2012
Matthew Ryan SimonSigma Financial CorporationAmeriprise Financial Services, Inc.$10009-06-2012
Fredrick Martin RandhahnSigma Financial CorporationAmeriprise Financial Services, Inc.$25001-13-2012
Van WashingtonSigma Financial CorporationAmeriprise Financial Services, Inc.$10005-13-2011
Nicholas E. StyczenSigma Financial CorporationAmeriprise Financial Services, Inc.$25004-01-2011
Samuel Taylor GreenSigma Financial CorporationAmeriprise Financial Services, Inc.01-21-2011
James N. WeinbergSigma Financial CorporationAmeriprise Financial Services, Inc.01-07-2011
Joseph Zelick KowalskySigma Financial CorporationAmeriprise Financial Services, Inc.$50006-04-2010
Gregory Alan BlairSigma Financial CorporationAmeriprise Financial Services, Inc.$10005-14-2010
Gary Lee RoellSigma Financial CorporationAmeriprise Financial Services, Inc.$10004-30-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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