Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lee Mayer Jr.Infinex Investments, Inc.Cetera Investment Services LLC$5010-13-2018
Joshua Jon BeitelCambridge Investment Research, Inc.Cetera Investment Services LLC05-15-2018
Joshua Arthur Ryan RennertThe Huntington Investment CompanyCetera Investment Services LLC11-15-2017
Thomas Malcolm OrourkeWells Fargo Clearing Services, LLCCetera Investment Services LLC$5010-18-2017
Andrew Robert CoveEdward JonesCetera Investment Services LLC$5009-29-2017
Daniel Patrick RayLPL Financial LLCCetera Investment Services LLC$2509-29-2017
Christopher T BuzzellComerica SecuritiesCetera Investment Services LLC06-08-2017
Julee Rae SartoPrivate Client Services, LLCCetera Investment Services LLC$1,00005-31-2017
Sharon E WestveerInfinex Investments, Inc.Cetera Investment Services LLC04-04-2017
Susan Rene StrubleInfinex Investments, Inc.Cetera Investment Services LLC09-16-2016
Jonathan Peter DekkerCUNA Brokerage Services, Inc.Cetera Investment Services LLC$15006-07-2016
Philip John RuggeriLPL Financial LLCCetera Investment Services LLC01-15-2016
Julie Tarak AndersonEssex National Securities, LLCCetera Investment Services LLC11-01-2015
Michael Joseph JohnsonThe Huntington Investment CompanyCetera Investment Services LLC04-20-2015
John Nixon IIILPL Financial LLCCetera Investment Services LLC12-02-2014
James Shockney BurkettSigma Financial CorporationCetera Investment Services LLC10-08-2014
Jill Marye VanderzelROYAL SECURITIES COMPANYCetera Investment Services LLC12-02-2013
Ashley Lauren KremhelmerStrategic Advisers LLCCetera Investment Services LLC06-19-2012
Jeremy Thomas JonesStrategic Advisers LLCCetera Investment Services LLC10-28-2011
Sheri Lynn TurekChase Investment Services Corp.Cetera Investment Services LLC08-01-2011
John Charles BroughtonLPL Financial LLCCetera Investment Services LLC04-05-2011
Peter Thomas SlovinskiLPL Financial LLCCetera Investment Services LLC11-11-2009
James Frederick StovallLPL Financial LLCCetera Investment Services LLC$5010-02-2009
Natalie Jo MerkleyThe Huntington Investment CompanyCetera Investment Services LLC09-15-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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