Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Robert CoveEdward JonesCetera Investment Services LLC$5009-29-2017
Christopher T. BuzzellComerica SecuritiesCetera Investment Services LLC06-08-2017
David Lee Mayer Jr.Infinex Investments, Inc.Cetera Investment Services LLC$5010-13-2018
James Frederick StovallLPL Financial LLCCetera Investment Services LLC10-02-2009
James Shockney BurkettSigma Financial CorporationCetera Investment Services LLC10-08-2014
Jonathan Peter DekkerCUNA Brokerage Services, Inc.Cetera Investment Services LLC06-07-2016
Joshua Jon BeitelCambridge Investment Research, Inc.Cetera Investment Services LLC05-15-2018
Julee Rae SartoPrivate Client Services, LLCCetera Investment Services LLC$1,00005-31-2017
Philip John RuggeriLPL Financial LLCCetera Investment Services LLC01-15-2016
Susan Rene StrubleInfinex Investments, Inc.Cetera Investment Services LLC09-16-2016
Thomas Malcolm O'RourkeWells Fargo Clearing Services, LLCCetera Investment Services LLC$5010-18-2017

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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