Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank James FranklinON Investment Management CoChase Investment Services Corp.01-07-2013
Jean-Pierre KoukoudianThe Huntington Investment CompanyChase Investment Services Corp.10-30-2012
Ronny AclucheMorgan StanleyChase Investment Services Corp.10-04-2012
Anthony John TreboldiMorgan StanleyChase Investment Services Corp.$2509-28-2012
Daniel B MaidlowRoyal Alliance Associates, Inc.Chase Investment Services Corp.09-18-2012
Maher D SamhatPNC InvestmentsChase Investment Services Corp.09-12-2012
Melanie Christine DohrmanSigma Financial CorporationChase Investment Services Corp.09-07-2012
Elizabeth Ann BarberINVEST Financial CorporationChase Investment Services Corp.09-04-2012
Jo Ann McgowanPNC InvestmentsChase Investment Services Corp.08-09-2012
Vianna Lynne BurnsFifth Third Securities, Inc.Chase Investment Services Corp.08-06-2012
Jon Carter SaboAmeriprise Financial Services, Inc.Chase Investment Services Corp.$20007-24-2012
Danielle Lee HallidayFifth Third Securities, Inc.Chase Investment Services Corp.06-04-2012
Robin Simone SpencerMorgan StanleyChase Investment Services Corp.06-01-2012
Emily Yon PichKey Investment Services LLCChase Investment Services Corp.05-07-2012
Steven M ReausoVALIC Financial Advisors, Inc.Chase Investment Services Corp.04-09-2012
John P Eagan IIThe Huntington Investment CompanyChase Investment Services Corp.03-27-2012
Stephen Craig KucharskiEssex National Securities, LLCChase Investment Services Corp.03-01-2012
Michael Allen VanoverMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.02-24-2012
Davonne Rechard Powers Sr.The Huntington Investment CompanyChase Investment Services Corp.02-21-2012
Anthony C GroseMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.01-23-2012
Jennifer Dawn PhillipsFifth Third Securities, Inc.Chase Investment Services Corp.01-17-2012
Patrick Joseph DowneyMorgan StanleyChase Investment Services Corp.01-13-2012
Michael Anthony VaughnWells Fargo Clearing Services, LLCChase Investment Services Corp.12-16-2011
Nicole Lee HoagGregory J. Schwartz & Co., Inc.Chase Investment Services Corp.$1,00011-14-2011
Marc Thomas VansolkemaEdward JonesChase Investment Services Corp.$111-04-2011
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Showing 1 to 25 of 77 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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