Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Michael CicconeMichigan Securities, Inc.Citizens Securities, Inc.01-04-2011
Jason Dean MlynarekLPL Financial LLCCitizens Securities, Inc.04-29-2011
Robert Edwin AllenKey Investment Services LLCCitizens Securities, Inc.04-15-2013
Elizabeth Ann BarberJ.P. Morgan Securities LLCCitizens Securities, Inc.$5003-02-2016
Salvatore VanadiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.05-18-2016
Sean T. ConoverJ.P. Morgan Securities LLCCitizens Securities, Inc.05-27-2016
Derek Miles RobsonTD Ameritrade Investment Management, LLCCitizens Securities, Inc.09-21-2016
Eldin FocoCIG SecuritiesCitizens Securities, Inc.08-10-2017
Jeffery Robin LevinePark Avenue Securities LLCCitizens Securities, Inc.01-19-2018
Louis Gordon PetruccoCUSO Financial Services, L.P.Citizens Securities, Inc.04-10-2018
Alfonzo Credit IIThe Huntington Investment CompanyCitizens Securities, Inc.$15004-11-2018
Robert L. Baker Jr.GLP Investment Services, LLCCitizens Securities, Inc.$10005-01-2018
Steven Michael FlaggThe Huntington Investment CompanyCitizens Securities, Inc.06-01-2018
Steven M. ReausoThe Huntington Investment CompanyCitizens Securities, Inc.07-06-2018
Michael David PominvilleHarbor Light Planning, LLCCitizens Securities, Inc.05-02-2019
Hari RaoEdward JonesCitizens Securities, Inc.$5005-17-2019

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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