Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel R FelixMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-25-2020
Scott Richard OMaraWells Fargo Clearing Services, LLCEdward Jones$15007-20-2020
Alex BoatmanStifel, Nicolaus & Company, IncorporatedEdward Jones06-24-2020
Nicholas Henry GrinzingerRaymond James & Associates, Inc.Edward Jones06-12-2020
Hari RaoMainstay Capital Management, LLCEdward Jones05-05-2020
Jensen Phillip PostemaAdvisory Alpha, LLCEdward Jones03-26-2020
David MichaelsLPL Financial LLCEdward Jones03-02-2020
Christopher Scott HamiltonA.G.P / Alliance Global PartnersEdward Jones$5001-23-2020
Daniel Paul MelnykCantella & Co., Inc.Edward Jones01-03-2020
Jeanne L CaseRaymond James & Associates, Inc.Edward Jones12-16-2019
Joshua A CurmiSecurian Financial Services, Inc.Edward Jones10-25-2019
Jonathan Loren BalsavichFidelity Brokerage Services LLCEdward Jones10-23-2019
Lee Douglas BoskoAmeriprise Financial Services, LLCEdward Jones$5010-01-2019
Luke Allan PonitzVALIC Financial Advisors, Inc.Edward Jones08-26-2019
Jonathan P WolfeMorgan StanleyEdward Jones08-23-2019
Michael Kenneth SiscoCetera Investment Services LLCEdward Jones08-16-2019
Deidra StierleSigma Financial CorporationEdward Jones08-15-2019
Joshua Kirk CrouchFifth Third Securities, Inc.Edward Jones08-12-2019
Christopher Robert BrentCity Center Advisors, LLCEdward Jones07-22-2019
Amy Jo BuckERTS Wealth Advisors, LLCEdward Jones06-03-2019
Peter Marlin AndersonInfinex Investments, Inc.Edward Jones05-09-2019
Regina N SpenceLPL Financial LLCEdward Jones04-01-2019
Howard Lawrence McelfreshTD Ameritrade Investment Management, LLCEdward Jones03-06-2019
Daniel CaseyAthena Advisory Services Inc.Edward Jones01-07-2019
David Joseph ScaramucciJ.P. Morgan Securities LLCEdward Jones09-25-2018
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.