Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Micheal David HeckmanAmeriprise Financial Services, Inc.Edward Jones11-29-2013
Mary Ann SilversAmeriprise Financial Services, Inc.Edward Jones$2509-30-2011
Marc Harold EdwardsAmeriprise Financial Services, Inc.Edward Jones09-02-2011
Steven R. MeyersAmeriprise Financial Services, Inc.Edward Jones02-04-2011
Daniel CaseyAthena Advisory Services Inc.Edward Jones01-07-2019
Shane MyasAXA Advisors, LLCEdward Jones08-08-2018
Steven A. AdamsCambridge Investment Research, Inc.Edward Jones02-02-2015
Stacy Lee FooteCambridge Investment Research, Inc.Edward Jones11-21-2013
Matthew Thomas GolbaCambridge Investment Research, Inc.Edward Jones01-23-2012
Erik Anthony SmithCambridge Investment Research, Inc.Edward Jones07-01-2011
Anita Louise RitterCambridge Investment Research, Inc.Edward Jones$1005-05-2011
Harrison Michael KennardCambridge Investment Research, Inc.Edward Jones05-03-2010
Mitchell L. WassinkCetera Advisors LLCEdward Jones04-06-2016
Gregory Phillip RowComerica SecuritiesEdward Jones06-15-2015
Mark KerrCommonwealth Financial NetworkEdward Jones05-20-2016
Sara Jane Frank-HepferCommonwealth Financial NetworkEdward Jones12-05-2014
Joshua John MalyFifth Third Securities, Inc.Edward Jones12-17-2018
Thaddeus William SchlaudGainplan LLCEdward Jones06-08-2015
James R. LangeInvestsharesEdward Jones10-11-2010
David Joseph ScaramucciJ.P. Morgan Securities LLCEdward Jones09-25-2018
David P. Parr IIKingsview Asset Management, LLCEdward Jones06-22-2016
Regina N SpenceLPL Financial LLCEdward Jones04-01-2019
Jeffrey D WilcoxLPL Financial LLCEdward Jones11-22-2017
Philip B. HayesLPL Financial LLCEdward Jones$2510-22-2014
Patrick Daniel PerfittLPL Financial LLCEdward Jones12-17-2012
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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