Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Thomas DoverRaymond James & Associates, Inc.Edward Jones$2506-03-2009
Lawrence Henry AveryLPL Financial LLCEdward Jones12-11-2009
Harrison Michael KennardCambridge Investment Research, Inc.Edward Jones05-03-2010
Kyle W. DuryMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15005-14-2010
Kathleen Lois GordonRaymond James Financial Services, Inc.Edward Jones$10008-13-2010
John Fitzgerald CramptonUBS Financial Services Inc.Edward Jones08-13-2010
Patrick Francis LapenseeLPL Financial LLCEdward Jones10-04-2010
James R. LangeInvestsharesEdward Jones10-11-2010
Angela Dawn WaltonRaymond James & Associates, Inc.Edward Jones$10010-27-2010
Charles Hobert MaherLPL Financial LLCEdward Jones$5011-19-2010
Steven R. MeyersAmeriprise Financial Services, Inc.Edward Jones02-04-2011
Sarah Elizabeth BarishLPL Financial LLCEdward Jones04-25-2011
Gary Benjamin PennSummit Brokerage Services, Inc.Edward Jones04-28-2011
Anita Louise RitterCambridge Investment Research, Inc.Edward Jones$1005-05-2011
Erik Anthony SmithCambridge Investment Research, Inc.Edward Jones07-01-2011
Marc Harold EdwardsAmeriprise Financial Services, Inc.Edward Jones09-02-2011
Michelle Ellen ReedRaymond James & Associates, Inc.Edward Jones09-09-2011
Mary Ann SilversAmeriprise Financial Services, Inc.Edward Jones$2509-30-2011
Paul Michael BuktaLPL Financial LLCEdward Jones$5011-07-2011
Melissa Dawn PoppellSigma Financial CorporationEdward Jones11-18-2011
Heidi Anne O'DeaRaymond James & Associates, Inc.Edward Jones01-13-2012
Matthew Thomas GolbaCambridge Investment Research, Inc.Edward Jones01-23-2012
Duane John SmithLPL Financial LLCEdward Jones$10002-21-2012
Erik Dahlin KramerState Farm VP Management Corp.Edward Jones03-09-2012
Joseph Robert GreenStifel, Nicolaus & Company, IncorporatedEdward Jones$5005-21-2012
Next Page »

Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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