Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam TothWells Fargo Clearing Services, LLCEdward Jones$5006-16-2014
Angela Dawn WaltonRaymond James & Associates, Inc.Edward Jones$10010-27-2010
Anita Louise RitterCambridge Investment Research, Inc.Edward Jones$1005-05-2011
Anthony Rudy WilliamsPNC InvestmentsEdward Jones04-18-2017
April M. ArmstrongMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-24-2014
Benjamin David EichlerPrincipal Securities, Inc.Edward Jones$10001-08-2013
Brian Thomas DoverRaymond James & Associates, Inc.Edward Jones$2506-03-2009
Charles Hobert MaherLPL Financial LLCEdward Jones$5011-19-2010
Christopher John WillererRaymond James & Associates, Inc.Edward Jones$5001-18-2013
Daniel CaseyAthena Advisory Services Inc.Edward Jones01-07-2019
Daniel John VredeveldRichmond Brothers, Inc.Edward Jones07-17-2012
Daniel K. KrauskopfRaymond James Financial Services, Inc.Edward Jones$1010-03-2014
David Chuwei YuRaymond James Financial Services, Inc.Edward Jones01-06-2017
David Joseph ScaramucciJ.P. Morgan Securities LLCEdward Jones09-25-2018
David P. Parr IIKingsview Asset Management, LLCEdward Jones06-22-2016
Derik Clay HeimerdingerWaddell & ReedEdward Jones08-24-2012
Duane John SmithLPL Financial LLCEdward Jones$10002-21-2012
Ellie FranklinPruco Securities, LLC.Edward Jones10-18-2018
Erik Anthony SmithCambridge Investment Research, Inc.Edward Jones07-01-2011
Erik Dahlin KramerState Farm VP Management Corp.Edward Jones03-09-2012
Gary Benjamin PennSummit Brokerage Services, Inc.Edward Jones04-28-2011
Gautam MuthusamyRaymond James Financial Services, Inc.Edward Jones01-08-2016
Gregory Phillip RowComerica SecuritiesEdward Jones06-15-2015
Harrison Michael KennardCambridge Investment Research, Inc.Edward Jones05-03-2010
Heidi Anne O'DeaRaymond James & Associates, Inc.Edward Jones01-13-2012
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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