Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Robert FreundCitizens Securities, Inc.Edward Jones07-26-2011
Adam TothWells Fargo Clearing Services, LLCEdward Jones$5006-16-2014
Amanda Faye HartsonCambridge Investment Research, Inc.Edward Jones07-20-2015
Amy Jo BuckERTS Wealth Advisors, LLCEdward Jones06-03-2019
Andrew Garret BalcerParadigm Equities, Inc.Edward Jones03-21-2018
Andrew McSkimming IIIAXA Advisors, LLCEdward Jones01-26-2018
Andrew ZobelJ.P. Morgan Securities LLCEdward Jones05-14-2016
Angela Dawn WaltonRaymond James & Associates, Inc.Edward Jones$10010-27-2010
Anita Louise RitterCambridge Investment Research, Inc.Edward Jones05-05-2011
Anthony Rudy WilliamsPNC InvestmentsEdward Jones04-18-2017
April M. ArmstrongMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-24-2014
Barry Ronald Heydenberk Jr.The O.N. Equity Sales CompanyEdward Jones01-31-2017
Benjamin David EichlerPrincipal Securities, Inc.Edward Jones$10001-08-2013
Benjamin John McguireHilltop Securities Inc.Edward Jones01-06-2016
Bradley J. HunterNorthwestern Mutual Investment Services, LLCEdward Jones04-26-2010
Brandon Scott PostmaLPL Financial LLCEdward Jones$2503-27-2009
Brent Alan RichardsAmeriprise Financial Services, LLCEdward Jones$2503-11-2011
Brent William BraaksmaLPL Financial LLCEdward Jones$2511-21-2012
Brian James WhiteWells Fargo Clearing Services, LLCEdward Jones06-13-2011
Brian Lamont RoysterLPL Financial LLCEdward Jones09-20-2013
Brian Lee ClappUvest Financial Services Group, Inc.Edward Jones02-19-2010
Brian Paul SpitzleyNYLIFE Securities LLCEdward Jones05-03-2011
Brian Thomas DoverRaymond James & Associates, Inc.Edward Jones$2506-03-2009
Casey Charles KreutzbergCharles Schwab & Co., Inc.Edward Jones10-01-2012
Chad B. SpeziaPNC InvestmentsEdward Jones12-21-2015
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Showing 1 to 25 of 200 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.