Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David MichaelsLPL Financial LLCEdward Jones03-02-2020
Regina N SpenceLPL Financial LLCEdward Jones04-01-2019
Philip B. HayesLPL Financial LLCEdward Jones$2510-22-2014
John Charles ShawLPL Financial LLCEdward Jones08-22-2014
Mark E. FetterolfLPL Financial LLCEdward Jones07-01-2014
Robert G. MuirLPL Financial LLCEdward Jones$102-11-2014
Brian Lamont RoysterLPL Financial LLCEdward Jones09-20-2013
Mikel James McClellanLPL Financial LLCEdward Jones04-05-2013
Patrick Daniel PerfittLPL Financial LLCEdward Jones12-17-2012
Brent William BraaksmaLPL Financial LLCEdward Jones$2511-21-2012
Stephen Thomas NeirinckLPL Financial LLCEdward Jones05-31-2012
Duane John SmithLPL Financial LLCEdward Jones$10002-21-2012
Paul Michael BuktaLPL Financial LLCEdward Jones$5011-07-2011
Sarah Elizabeth BarishLPL Financial LLCEdward Jones04-25-2011
Elizabeth Ann Cady FordLPL Financial LLCEdward Jones$2503-18-2011
Charles Hobert MaherLPL Financial LLCEdward Jones$5011-19-2010
Patrick Francis LapenseeLPL Financial LLCEdward Jones10-04-2010
Kelly Anne FieldingLPL Financial LLCEdward Jones08-12-2010
David Alan PaskievitchLPL Financial LLCEdward Jones$2508-11-2010
Christopher Dale MillwardLPL Financial LLCEdward Jones05-21-2010
Stephen John NiezgodaLPL Financial LLCEdward Jones$2504-30-2010
Kerry J. KerchLPL Financial LLCEdward Jones03-10-2010
Charles Andrew WeberLPL Financial LLCEdward Jones01-19-2010
Lawrence Henry AveryLPL Financial LLCEdward Jones12-11-2009
Richard F. TurfeLPL Financial LLCEdward Jones06-15-2009
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.