Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard L LeBaron Jon P LeBaronHarbor Investment Advisory, LLCEquitable Advisors, LLC$30011-01-2011
Jacob Paul DepilloMML Investors Services, LLCEquitable Advisors, LLC05-06-2020
Mustafa SavliwalaPruco Securities, LLC.Equitable Advisors, LLC03-16-2020
Bincy TeodorescuPrincipal Securities, Inc.Equitable Advisors, LLC02-03-2020
Charles Edmund DillonCetera Advisors LLCEquitable Advisors, LLC01-24-2020
Thomas Arturo MunozTelemus Capital, LLCEquitable Advisors, LLC01-07-2020
Nathan Michael HartwigCitizens Securities, Inc.Equitable Advisors, LLC01-03-2020
Eddie Ray CargorPruco Securities, LLC.Equitable Advisors, LLC12-10-2019
Jesse Albert Parsley JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC$1010-15-2019
Shane MyasPrincipal Securities, Inc.Equitable Advisors, LLC09-30-2019
Gerard Joseph MiserendinoKestra Investment Services, LLCEquitable Advisors, LLC08-08-2019
Gregory John Schwartz IIIGregory J. Schwartz & Co., Inc.Equitable Advisors, LLC07-11-2019
Kevin James BatesKestra Investment Services, LLCEquitable Advisors, LLC$10006-10-2019
Daniel Robert TaylorKestra Investment Services, LLCEquitable Advisors, LLC06-10-2019
William Donald Blank JrKestra Investment Services, LLCEquitable Advisors, LLC06-10-2019
Philip A TribbleArbor Trust Wealth Advisors, LLCEquitable Advisors, LLC04-12-2019
Keith Roger HullumWoodbury Financial Services, Inc.Equitable Advisors, LLC$1002-28-2019
Justin VanwykMutual of America Securities LLCEquitable Advisors, LLC09-20-2018
Emad Brian MosallamCambridge Investment Research, Inc.Equitable Advisors, LLC08-21-2018
Michael G BrodowiczAmeriprise Financial Services, LLCEquitable Advisors, LLC07-20-2018
William J FergusonCommonwealth Financial NetworkEquitable Advisors, LLC$2504-20-2018
John A HerbertMML Investors Services, LLCEquitable Advisors, LLC04-17-2018
John P BergmannLincoln Financial Advisors CorporationEquitable Advisors, LLC$4304-13-2018
Ching P WangParkland Securities, LLCEquitable Advisors, LLC03-01-2018
Matthew David SumnichtMML Investors Services, LLCEquitable Advisors, LLC01-16-2018
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Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.