Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua John MalyLPL Financial LLCFifth Third Securities, Inc.09-20-2019
David John BrusSecurities America, Inc.Fifth Third Securities, Inc.06-04-2019
Travis Jay LacellePNC InvestmentsFifth Third Securities, Inc.03-05-2019
James Patrick WhiteRegulus Advisors, LLCFifth Third Securities, Inc.$5009-07-2018
Caleb M WendzelWells Fargo Clearing Services, LLCFifth Third Securities, Inc.06-28-2018
Douglas Michael NewportCommonwealth Financial NetworkFifth Third Securities, Inc.06-14-2018
Scott Francis DroskieWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$5005-04-2018
Gary Arthur TherrianInfinex Investments, Inc.Fifth Third Securities, Inc.02-09-2018
David Alexander GrahamJ.P. Morgan Securities LLCFifth Third Securities, Inc.$2510-13-2017
James Matthew TafelskiCitizens Securities, Inc.Fifth Third Securities, Inc.$9609-01-2017
Matthew David CremeLPL Financial LLCFifth Third Securities, Inc.08-21-2017
Steven Lee TownsendEdward JonesFifth Third Securities, Inc.$5008-01-2017
Mark Patrick HarrieCetera Investment Services LLCFifth Third Securities, Inc.07-28-2017
Adam P. SmithPNC InvestmentsFifth Third Securities, Inc.06-08-2017
Nathan Lee ParrishWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$5905-08-2017
Matthew James RuscheThe Huntington Investment CompanyFifth Third Securities, Inc.08-15-2016
John James Goulooze Jr.Regulus Advisors, LLCFifth Third Securities, Inc.08-03-2016
Chase Lyn Van DamWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$1001-27-2016
Kimberly J. LilienthalThe Huntington Investment CompanyFifth Third Securities, Inc.01-11-2016
Deborah J. SpoonerPruco Securities, LLC.Fifth Third Securities, Inc.12-15-2015
Mohamad Hassan HusseinPNC InvestmentsFifth Third Securities, Inc.10-30-2015
Thomas Austin BraunStreamSong Advisors, LLCFifth Third Securities, Inc.09-02-2014
Dennis R. ShultzFarmers Financial Solutions, LLCFifth Third Securities, Inc.08-19-2014
Randall Russell RussoTD Ameritrade Investment Management, LLCFifth Third Securities, Inc.06-17-2014
Vianna Lynne BurnsJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-01-2014
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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