Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Louis Thomas DeleguardiaEdward JonesFifth Third Securities, Inc.07-06-2009
Mykel Ajani BarnesSigma Financial CorporationFifth Third Securities, Inc.12-14-2009
Samieh Michael EmiahEdward JonesFifth Third Securities, Inc.02-05-2010
David Patrick KellyRaymond James & Associates, Inc.Fifth Third Securities, Inc.03-07-2011
Joanne Lynn BearLPL Financial LLCFifth Third Securities, Inc.05-14-2012
Lance Wayne Roe Sr.Infinex Investments, Inc.Fifth Third Securities, Inc.$1009-04-2012
Christopher Dale MillwardLincoln Financial Advisors CorporationFifth Third Securities, Inc.09-04-2012
Sandra Rachel GillandState Farm VP Management Corp.Fifth Third Securities, Inc.10-01-2012
Andrew F. ZenoPNC InvestmentsFifth Third Securities, Inc.11-01-2012
Troy Edward TeitsmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.11-13-2012
Garry J. PentaJ.P. Morgan Securities LLCFifth Third Securities, Inc.$1005-15-2013
Stephen Joseph VargoState Farm VP Management Corp.Fifth Third Securities, Inc.06-26-2013
Vianna Lynne BurnsJ.P. Morgan Securities LLCFifth Third Securities, Inc.04-01-2014
Randall Russell RussoTD Ameritrade Investment Management, LLCFifth Third Securities, Inc.06-17-2014
Dennis R. ShultzFarmers Financial Solutions, LLCFifth Third Securities, Inc.08-19-2014
Thomas Austin BraunStreamSong Advisors, LLCFifth Third Securities, Inc.09-02-2014
Mohamad Hassan HusseinPNC InvestmentsFifth Third Securities, Inc.10-30-2015
Deborah J. SpoonerPruco Securities, LLC.Fifth Third Securities, Inc.12-15-2015
Kimberly J. LilienthalThe Huntington Investment CompanyFifth Third Securities, Inc.01-11-2016
Chase Lyn Van DamWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$1001-27-2016
John James Goulooze Jr.Regulus Advisors, LLCFifth Third Securities, Inc.08-03-2016
Matthew James RuscheThe Huntington Investment CompanyFifth Third Securities, Inc.08-15-2016
Nathan Lee ParrishWells Fargo Clearing Services, LLCFifth Third Securities, Inc.$5905-08-2017
Adam P. SmithPNC InvestmentsFifth Third Securities, Inc.06-08-2017
Mark Patrick HarrieCetera Investment Services LLCFifth Third Securities, Inc.07-28-2017
Next Page »

Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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