Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Fred DesantisLPL Financial LLCHantz Financial Services, Inc.01-24-2019
Mark Raymond ReckerRecker Financial LLCHantz Financial Services, Inc.09-17-2018
James Allen WetherellPruco Securities, LLC.Hantz Financial Services, Inc.$2509-05-2018
Alec HagenRaymond James & Associates, Inc.Hantz Financial Services, Inc.06-19-2018
David Ian BurnsteinAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.04-03-2018
Jennifer Austria BessenAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.$110-26-2017
Alison Nicole GuttrichComerica SecuritiesHantz Financial Services, Inc.04-21-2017
Michael Stephen WaldropSecurian Financial Services, Inc.Hantz Financial Services, Inc.03-30-2017
Riley Robert AndrenTD Ameritrade Investment Management, LLCHantz Financial Services, Inc.02-09-2017
Eric Steven GandyJ.P. Morgan Securities LLCHantz Financial Services, Inc.01-26-2017
David James LundSecurian Financial Services, Inc.Hantz Financial Services, Inc.11-03-2016
David Nelson DrysdaleMetLife Securities Inc.Hantz Financial Services, Inc.10-18-2016
Michael Patrick LeblancAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.$109-09-2016
Ovidiu Vasile ApinteiPNC InvestmentsHantz Financial Services, Inc.08-12-2016
Maxwell Robert JanisLincoln Financial Advisors CorporationHantz Financial Services, Inc.05-04-2016
Bradley R JonesMetLife Securities Inc.Hantz Financial Services, Inc.04-22-2016
Ellen Claire NaberAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.04-01-2016
Jason Roy KuennenAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.04-01-2016
Brandon David MccauleyComerica SecuritiesHantz Financial Services, Inc.11-16-2015
Eric Roger FoxAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.10-30-2015
Jaclyn Joann FoxAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.$1010-30-2015
Shaun Dorr HamptonAmeriprise Financial Services, Inc.Hantz Financial Services, Inc.10-30-2015
Kyle William JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedHantz Financial Services, Inc.10-27-2015
Michael Victor BillingsleyTransamerica Financial Advisors, IncHantz Financial Services, Inc.10-14-2015
Nicole Faith NarkusEdward JonesHantz Financial Services, Inc.08-10-2015
Next Page »

Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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