Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam R Kulesza401 (K) Gps, Inc.INVEST Financial Corporation09-01-2011
Albert Pingree Herzog III401 (K) Gps, Inc.INVEST Financial Corporation08-06-2009
Aleia Kristy MacdonaldExecutive Wealth Management, LLCINVEST Financial Corporation10-29-2010
Alejandro Alberto LebronCFD Investments, Inc.INVEST Financial Corporation$10006-16-2017
Andrew Jason ZehnderExecutive Wealth Management, LLCINVEST Financial Corporation11-04-2010
Angelia Dorthea GroomOppenheimer & Co. Inc.INVEST Financial Corporation11-03-2014
Anthony Joseph MazzaliWFG Investments, Inc.INVEST Financial Corporation05-18-2015
Christian Dean WhiteheadWFG Investments, Inc.INVEST Financial Corporation03-20-2015
Christine Nelson Webster DenhamRaymond James Financial Services, Inc.INVEST Financial Corporation01-29-2009
Danford Mark ByrensHarbour Investments, Inc.INVEST Financial Corporation01-17-2013
Daniel Coye WeaverExecutive Wealth Management, LLCINVEST Financial Corporation06-22-2011
David L. KentLPL Financial LLCINVEST Financial Corporation02-03-2015
David Michael RobinsonCapital Asset Advisory Services, LLCINVEST Financial Corporation09-02-2010
Deborah Lee ClarkWoodbury Financial Services, Inc.INVEST Financial Corporation$10011-03-2017
Dennis Adrian SmithSecurities America, Inc.INVEST Financial Corporation$25008-17-2015
Edward Felix DublisLPL Financial LLCINVEST Financial Corporation$50012-16-2013
Elizabeth Ann BarberCitizens Securities, Inc.INVEST Financial Corporation$50008-11-2014
Emily Regina HaberkernGirard Securities, Inc.INVEST Financial Corporation$50004-25-2016
Gary David JorgensonLPL Financial LLCINVEST Financial Corporation$25012-20-2013
Gregory Joseph BarberExecutive Wealth Management, LLCINVEST Financial Corporation10-29-2010
Heidi Jane ThompsonWFG Investments, Inc.INVEST Financial Corporation05-15-2015
James Edward Mathias IIIGirard Securities, Inc.INVEST Financial Corporation$50001-31-2013
Jeanne Suzanne GerstCambridge Investment Research, Inc.INVEST Financial Corporation$50003-05-2018
Jeffrey John CaseyWFG Investments, Inc.INVEST Financial Corporation05-15-2015
Jeffrey Michael HusakNext Financial Group, Inc.INVEST Financial Corporation02-18-2014
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.