Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott David MorrisonSecurities America, Inc.INVEST Financial Corporation12-01-2017
Michael Christopher NordmannSecurities America, Inc.INVEST Financial Corporation12-01-2017
Kevin Edmund CrossExecutive Wealth Management, LLCINVEST Financial Corporation12-19-2016
William Albert Waggoner IIStoney Creek Advisors LLCINVEST Financial Corporation08-22-2016
Peter A. MitroffStoney Creek Advisors LLCINVEST Financial Corporation08-22-2016
Robert Charles MulcahyWFG Investments, Inc.INVEST Financial Corporation06-30-2015
Anthony Joseph MazzaliWFG Investments, Inc.INVEST Financial Corporation05-18-2015
Jeffrey John CaseyWFG Investments, Inc.INVEST Financial Corporation05-15-2015
Heidi Jane ThompsonWFG Investments, Inc.INVEST Financial Corporation05-15-2015
Thomas Neil RauThrivent Investment Management Inc.INVEST Financial Corporation04-01-2015
Mark David ParkerWFG Investments, Inc.INVEST Financial Corporation03-20-2015
Parke Grant PetersenWFG Investments, Inc.INVEST Financial Corporation03-20-2015
Christian Dean WhiteheadWFG Investments, Inc.INVEST Financial Corporation03-20-2015
David L. KentLPL Financial LLCINVEST Financial Corporation02-03-2015
Michael James LayExecutive Wealth Management, LLCINVEST Financial Corporation11-07-2014
Angelia Dorthea GroomOppenheimer & Co. Inc.INVEST Financial Corporation11-03-2014
Jeffrey Michael HusakNext Financial Group, Inc.INVEST Financial Corporation02-18-2014
Suchitra Sampath BuschExecutive Wealth Management, LLCINVEST Financial Corporation01-22-2014
Zachary B. MessinaExecutive Wealth Management, LLCINVEST Financial Corporation10-17-2013
Scott Lee PartridgeAmeriprise Financial Services, Inc.INVEST Financial Corporation03-18-2013
Neal Owen RohrsHarbour Investments, Inc.INVEST Financial Corporation01-18-2013
Danford Mark ByrensHarbour Investments, Inc.INVEST Financial Corporation01-17-2013
Patrick Neil GilbertHarbour Investments, Inc.INVEST Financial Corporation11-09-2012
Racheal Ann JanuszkaSagePoint Financial, Inc.INVEST Financial Corporation10-19-2012
Michael John GranboisCapital Asset Advisory Services, LLCINVEST Financial Corporation03-14-2012
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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