Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Austen Nathaniel StewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-20-2019
Joyce Anora WardwellCambridge Investment Research, Inc.J.P. Morgan Securities LLC$104-22-2019
Sonia Claire HartlFifth Third Securities, Inc.J.P. Morgan Securities LLC02-12-2019
Morgan Lee MudgeAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC11-08-2018
Derrel Calvin KentCUSO Financial Services, L.P.J.P. Morgan Securities LLC10-01-2018
Ronald Lee Miller IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-28-2018
Emily A. VinicFifth Third Securities, Inc.J.P. Morgan Securities LLC08-06-2018
Zachary Steven PaulMorgan StanleyJ.P. Morgan Securities LLC07-17-2018
James F Maguire IVLPL Financial LLCJ.P. Morgan Securities LLC07-09-2018
Jamie Marie-Brandt PilkintonThe Huntington Investment CompanyJ.P. Morgan Securities LLC$106-27-2018
Joshua D PalettaThe Huntington Investment CompanyJ.P. Morgan Securities LLC06-08-2018
Paul Jan MuellerInfinex Investments, Inc.J.P. Morgan Securities LLC$105-10-2018
Youssef HodrojCitizens Securities, Inc.J.P. Morgan Securities LLC05-10-2018
Vanessa S ScottCitizens Securities, Inc.J.P. Morgan Securities LLC03-26-2018
Andrew Richard DusenburyCitizens Securities, Inc.J.P. Morgan Securities LLC03-22-2018
Jeffrey E KujanThe Huntington Investment CompanyJ.P. Morgan Securities LLC03-21-2018
Dathan Everett LumpkinsWells Fargo Advisors Financial Network, LLCJ.P. Morgan Securities LLC$15001-12-2018
Emilee Kay LawrenceLPL Financial LLCJ.P. Morgan Securities LLC01-09-2018
Keseanda Kiyotta RutledgeInfinex Investments, Inc.J.P. Morgan Securities LLC12-04-2017
Jeannie R BellefeuilleThe Huntington Investment CompanyJ.P. Morgan Securities LLC10-06-2017
Jay B HowardFifth Third Securities, Inc.J.P. Morgan Securities LLC$2509-25-2017
Gary Russell Brown Jr.PNC InvestmentsJ.P. Morgan Securities LLC09-18-2017
Bradley Jay HunterCetera Investment Services LLCJ.P. Morgan Securities LLC$107-24-2017
Jason Mearl MainThe Huntington Investment CompanyJ.P. Morgan Securities LLC03-13-2017
Austin Michael FarahUBS Financial Services Inc.J.P. Morgan Securities LLC02-13-2017
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Showing 1 to 25 of 175 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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