Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam James McLaughlinRiver Raisin Investment Partners, Inc.LPL Financial LLC09-10-2019
Derrick John GlencerRaymond James Financial Services, Inc.LPL Financial LLC07-10-2019
Aaron M. KlemmIFP Securities, LLCLPL Financial LLC05-23-2019
Ryan Michael GormanIFP Securities, LLCLPL Financial LLC05-23-2019
Nicholas Kevin CallesenIFP Securities, LLCLPL Financial LLC$5005-22-2019
Karen L. HeddleFifth Third Securities, Inc.LPL Financial LLC$2505-13-2019
Devin Raymond DurocherCetera Investment Services LLCLPL Financial LLC$5005-08-2019
Jody W. MyersCetera Investment Services LLCLPL Financial LLC05-08-2019
Martha Ross BraunRaymond James & Associates, Inc.LPL Financial LLC01-16-2019
Matthew Allen SernauSecurities America, Inc.LPL Financial LLC$2512-07-2018
Stephen John NiezgodaCambridge Investment Research, Inc.LPL Financial LLC$2511-16-2018
David Alan PaskievitchSigma Financial CorporationLPL Financial LLC$2510-10-2018
Mark Adam EriksenSummit Brokerage Services, Inc.LPL Financial LLC$5008-31-2018
Mitchell Ernest Bonnett Jr.Cambridge Investment Research, Inc.LPL Financial LLC08-31-2018
Karen Ruth GasiorThe Investment Center, Inc.LPL Financial LLC$1008-20-2018
Scott E. BurnsRiver Raisin Investment Partners, Inc.LPL Financial LLC08-15-2018
Matthew S. SaltzgaberFSC Securities CorporationLPL Financial LLC06-29-2018
Benson S. FrostMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-08-2018
Scott Alan KanaiCetera Advisor Networks LLCLPL Financial LLC$5004-09-2018
Jon Robert PettigrewCWM, LLCLPL Financial LLC04-09-2018
Marc Arthur NevilleSCF Securities, Inc.LPL Financial LLC$10003-27-2018
Michael Joseph JenningsInfinex Investments, Inc.LPL Financial LLC$2503-12-2018
Michael James DoranSigma Financial CorporationLPL Financial LLC12-06-2017
Jon David RothenbergGreenway Financial, LLCLPL Financial LLC08-07-2017
Antonio Ameche StokesHD Vest Investment ServicesLPL Financial LLC06-19-2017
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Showing 1 to 25 of 86 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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