Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donielle Lynn FowlerPruco Securities, LLC.LPL Financial LLC01-21-2020
Michelle Marie RichmondSigma Financial CorporationLPL Financial LLC12-13-2019
John Michael MouselInfinex Investments, Inc.LPL Financial LLC11-01-2019
Justin Michael MohrInfinex Investments, Inc.LPL Financial LLC11-01-2019
Paula Christine SwainLincoln Financial Advisors CorporationLPL Financial LLC10-07-2019
John Albert MandeWoodbury Financial Services, Inc.LPL Financial LLC09-16-2019
Adam James McLaughlinRiver Raisin Investment Partners, Inc.LPL Financial LLC$2509-10-2019
Derrick John GlencerRaymond James Financial Services, Inc.LPL Financial LLC$5007-10-2019
Brittany N. WatersonLPL Financial LLCLPL Financial LLC06-12-2019
Sandy Kaye DerbyHarbour Investments, Inc.LPL Financial LLC$5005-31-2019
Karen L. HeddleFifth Third Securities, Inc.LPL Financial LLC05-13-2019
Jennifer A. JagodzinskiCetera Investment Services LLCLPL Financial LLC05-09-2019
Jody W. MyersCetera Investment Services LLCLPL Financial LLC05-08-2019
Devin Raymond DurocherCetera Investment Services LLCLPL Financial LLC$5005-08-2019
Hannah Leigh OsborneCetera Investment Services LLCLPL Financial LLC05-08-2019
Tyler David KrzciokUSA Financial Securities CorporationLPL Financial LLC03-11-2019
Kevin William MurphyCommonwealth Financial NetworkLPL Financial LLC02-19-2019
Heather Marie AeschlimanMML Investors Services, LLCLPL Financial LLC02-06-2019
Caitlin Therese BortonAmeriprise Financial Services, LLCLPL Financial LLC01-22-2019
Martha Ross BraunRaymond James & Associates, Inc.LPL Financial LLC$5001-16-2019
Carlton Erling JacobsonLPL Financial LLCLPL Financial LLC01-14-2019
Matthew Allen SernauSecurities America, Inc.LPL Financial LLC$2512-07-2018
Stephen John NiezgodaCambridge Investment Research, Inc.LPL Financial LLC$2511-16-2018
Christy Sue MantheiBankers Life Securities, Inc.LPL Financial LLC10-31-2018
Shannon Paul SimonDB & C Advisors, LLCLPL Financial LLC$5010-16-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.