Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Thomas SauveAdvantage Investment Management, LLCLPL Financial LLC07-01-2013
Erin Michelle WozniakAdvantage Investment Management, LLCLPL Financial LLC11-08-2012
Gerard Michael HowardAllstate Financial Services, LLCLPL Financial LLC$10001-28-2016
Richard F. TurfeAllstate Financial Services, LLCLPL Financial LLC$50010-03-2012
Caitlin Therese BortonAmeriprise Financial Services, Inc.LPL Financial LLC01-22-2019
Arlington Richard AshAmeriprise Financial Services, Inc.LPL Financial LLC$25006-29-2016
John Matthew RolfesAmeriprise Financial Services, Inc.LPL Financial LLC$50004-29-2016
Mark Edward FetterolfAmeriprise Financial Services, Inc.LPL Financial LLC05-29-2015
Melvin Russell Courtney Jr.Ameriprise Financial Services, Inc.LPL Financial LLC$50008-07-2014
Valerie Marie JohnsonAmeriprise Financial Services, Inc.LPL Financial LLC$50009-21-2010
James William WinslowArbor Trust Wealth Advisors, LLCLPL Financial LLC08-04-2014
Antonio Ameche StokesAvantax Investment Services, Inc.LPL Financial LLC$10006-19-2017
Christy Sue MantheiBankers Life Securities, Inc.LPL Financial LLC10-31-2018
Theodore Michael Terzian Jr.Blue Water Asset ManagementLPL Financial LLC06-12-2015
Brandon Scott PostmaBrokersXpress LLCLPL Financial LLC$25008-19-2011
Stephen John NiezgodaCambridge Investment Research, Inc.LPL Financial LLC$25011-16-2018
Mitchell Ernest Bonnett Jr.Cambridge Investment Research, Inc.LPL Financial LLC$10008-31-2018
Sharon Lynn VianoCambridge Investment Research, Inc.LPL Financial LLC$50008-31-2018
Aaron Dale OskeyCambridge Investment Research, Inc.LPL Financial LLC02-01-2017
Robert James ZadeCambridge Investment Research, Inc.LPL Financial LLC$10001-04-2016
Charles David BouldinCambridge Investment Research, Inc.LPL Financial LLC05-01-2015
Stacy Sailus DowningCambridge Investment Research, Inc.LPL Financial LLC$10007-16-2014
Rodney Duff TurnerCambridge Investment Research, Inc.LPL Financial LLC$10007-16-2014
John Patrick StelmanCambridge Investment Research, Inc.LPL Financial LLC$10011-13-2009
Mikel James McclellanCenter For Wealth Planning Advisors, IncLPL Financial LLC10-29-2015
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Showing 1 to 25 of 239 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.