Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Dale OskeyCambridge Investment Research, Inc.LPL Financial LLC02-01-2017
Aaron M. KlemmIFP Securities, LLCLPL Financial LLC05-23-2019
Adam James McLaughlinRiver Raisin Investment Partners, Inc.LPL Financial LLC09-10-2019
Alan T W BauParkland Securities, LLCLPL Financial LLC$5006-15-2011
Amanda Arlene CaslerMorgan StanleyLPL Financial LLC12-12-2016
Ann Marie EscandonThrivent Investment Management Inc.LPL Financial LLC11-13-2015
Antonio Ameche StokesHD Vest Investment ServicesLPL Financial LLC06-19-2017
Basel Noqola NafalSigma Financial CorporationLPL Financial LLC09-17-2014
Benson S. FrostMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-08-2018
Brent William BraaksmaIFS SecuritiesLPL Financial LLC$2506-10-2015
Brian Howard BelsterlingParkland Securities, LLCLPL Financial LLC08-29-2014
Brian James GuilleryFSC Securities CorporationLPL Financial LLC01-31-2011
Brian Richard OswaldRaymond James Financial Services, Inc.LPL Financial LLC$2007-18-2016
Cheri Ann BarfellFSC Securities CorporationLPL Financial LLC05-10-2013
Christopher Raymond BoussonCetera Investment Services LLCLPL Financial LLC02-13-2015
Christopher Richard MerrillFifth Third Securities, Inc.LPL Financial LLC08-23-2016
Christopher Thomas RobertsVoya Financial Advisors, Inc.LPL Financial LLC05-01-2014
Colin Sean CaseyCWM, LLCLPL Financial LLC09-15-2016
Daniel Anthony CestaPinnacle Wealth Management Group, Inc.LPL Financial LLC02-16-2016
Daniel Davin LabarCommonwealth Financial NetworkLPL Financial LLC06-08-2015
Daniel James VansingelSecurities America, Inc.LPL Financial LLC09-09-2016
David Alan PaskievitchSigma Financial CorporationLPL Financial LLC$2510-10-2018
David M. SchabackerCetera Investment Services LLCLPL Financial LLC12-06-2016
Derrick John GlencerRaymond James Financial Services, Inc.LPL Financial LLC07-10-2019
Devin Raymond DurocherCetera Investment Services LLCLPL Financial LLC$5005-08-2019
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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