Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert J Moore Justin M Williamson Jeffrey R SteeleCommonwealth Financial NetworkMML Investors Services, LLC$22011-07-2019
Spencer Christian EickGregory J. Schwartz & Co., Inc.MML Investors Services, LLC08-06-2020
Josiah WhittenCapital Asset Advisory Services, LLCMML Investors Services, LLC07-28-2020
Maria Victoria U FoughtPruco Securities, LLC.MML Investors Services, LLC07-08-2020
Brian Joe JimersonPruco Securities, LLC.MML Investors Services, LLC06-11-2020
Thomas David PerronePruco Securities, LLC.MML Investors Services, LLC03-30-2020
james wesley creamerPruco Securities, LLC.MML Investors Services, LLC03-30-2020
Ryanmichael Kendrick GriffinNewbridge Securities CorporationMML Investors Services, LLC03-09-2020
Ross David BushRetirement Wealth Advisors, Inc.MML Investors Services, LLC01-30-2020
Richard E HeydenberkCambridge Investment Research, Inc.MML Investors Services, LLC01-02-2020
Jeffrey Robert SteeleCommonwealth Financial NetworkMML Investors Services, LLC11-07-2019
Justin Matthew WilliamsonCommonwealth Financial NetworkMML Investors Services, LLC11-07-2019
Robert John-Ulrich MooreCommonwealth Financial NetworkMML Investors Services, LLC$2511-07-2019
Justin Robert RussoSigma Financial CorporationMML Investors Services, LLC08-01-2019
Kurt Ryan DavisEquity Services, Inc.MML Investors Services, LLC06-20-2019
Christian Jeffrey GuellaMutual Securities, Inc.MML Investors Services, LLC06-17-2019
Edward Russell FolsomPruco Securities, LLC.MML Investors Services, LLC04-18-2019
Angelo Oreste DOrazioJ.P. Morgan Securities LLCMML Investors Services, LLC04-15-2019
Brooks BlackPruco Securities, LLC.MML Investors Services, LLC03-12-2019
Lori Kay BebeePruco Securities, LLC.MML Investors Services, LLC01-28-2019
Douglas Allen DetmerPruco Securities, LLC.MML Investors Services, LLC11-14-2018
Philip FerraroSecurian Financial Services, Inc.MML Investors Services, LLC11-06-2018
David Nelson DrysdaleRoyal Alliance Associates, Inc.MML Investors Services, LLC09-10-2018
Shaun Michael FischerCUSO Financial Services, L.P.MML Investors Services, LLC08-13-2018
Walter Barry BermanCPR Investments IncMML Investors Services, LLC08-07-2018
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.