Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Robert OzdarskiSigma Financial CorporationMML Investors Services, LLC01-02-2009
Meloney Leigh LauMML Investors Services, LLCMML Investors Services, LLC02-13-2009
Dawn Lynn PhillipsPNC InvestmentsMML Investors Services, LLC07-08-2010
Joan Marie StembaughChase Investment Services Corp.MML Investors Services, LLC$112-01-2010
Raymond E FortinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC04-01-2011
Dennis Bruce LernerCambridge Investment Research, Inc.MML Investors Services, LLC04-26-2011
Todd Kenneth CsernaiCambridge Investment Research, Inc.MML Investors Services, LLC04-26-2011
Bradley David FathCambridge Investment Research, Inc.MML Investors Services, LLC$1004-26-2011
Thomas Michael TaciaCambridge Investment Research, Inc.MML Investors Services, LLC04-26-2011
Barbara Claire VorenbergLincoln InvestmentMML Investors Services, LLC08-04-2011
Andrew C. PsilisPNC InvestmentsMML Investors Services, LLC01-09-2012
Christopher John BattisteLPL Financial LLCMML Investors Services, LLC06-01-2012
Jeffrey Scott PirklSigma Financial CorporationMML Investors Services, LLC06-01-2012
Craig Randolph CheneySigma Financial CorporationMML Investors Services, LLC$2508-13-2012
Wesley Jay FebusSecurities America, Inc.MML Investors Services, LLC04-17-2013
Steven Matthew EllsworthWaddell & ReedMML Investors Services, LLC05-08-2013
Eva Praeger FreedMML Investors Services, LLCMML Investors Services, LLC$2506-20-2013
David B. GrafMML Investors Services, LLCMML Investors Services, LLC$1006-21-2013
Whitney Young RobinsonMorgan StanleyMML Investors Services, LLC09-04-2013
Martin John David CarbaughUSA Financial Securities CorporationMML Investors Services, LLC10-04-2013
Joel Wayne WilliamsSigma Financial CorporationMML Investors Services, LLC11-22-2013
Farrokh NassirpourPruco Securities, LLC.MML Investors Services, LLC11-27-2013
Andrew John BrownCommonwealth Financial NetworkMML Investors Services, LLC04-25-2014
Gail Ann WhiteInnovation Partners LLCMML Investors Services, LLC06-02-2014
Dennis D. RichardsonLPL Financial LLCMML Investors Services, LLC07-18-2014
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.