Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Seiji PotterCambridge Investment Research, Inc.MML Investors Services, LLC08-08-2017
Andrew C. PsilisPNC InvestmentsMML Investors Services, LLC01-09-2012
Bradley David FathCambridge Investment Research, Inc.MML Investors Services, LLC$1004-26-2011
Brian CvetkovskiInnovation Partners LLCMML Investors Services, LLC04-28-2017
Brian Scott DudaCambridge Investment Research, Inc.MML Investors Services, LLC$5005-09-2017
Christian Jeffrey GuellaMutual Securities, Inc.MML Investors Services, LLC06-17-2019
Christopher John BattisteLPL Financial LLCMML Investors Services, LLC06-01-2012
Christopher Robert OzdarskiSigma Financial CorporationMML Investors Services, LLC01-02-2009
Craig Randolph CheneySigma Financial CorporationMML Investors Services, LLC$2508-13-2012
Damon Jerome DrewPruco Securities, LLC.MML Investors Services, LLC$5005-16-2018
David B. GrafCambridge Investment Research, Inc.MML Investors Services, LLC$1505-08-2017
David MitterPruco Securities, LLC.MML Investors Services, LLC05-30-2018
David Nelson DrysdaleRoyal Alliance Associates, Inc.MML Investors Services, LLC09-10-2018
Deanna S LeichtSecurian Financial Services, Inc.MML Investors Services, LLC01-18-2016
Deborah Jean RenshawMorgan StanleyMML Investors Services, LLC11-14-2016
Diana Kay PringleSecurian Financial Services, Inc.MML Investors Services, LLC11-18-2015
Donald Chester SpenceThe O.N. Equity Sales CompanyMML Investors Services, LLC12-17-2015
Douglas Allen DetmerPruco Securities, LLC.MML Investors Services, LLC11-14-2018
Elaine Ardith ParlbergSigma Financial CorporationMML Investors Services, LLC01-08-2015
Eva Praeger FreedInnovation Partners LLCMML Investors Services, LLC$3304-28-2017
Fady Gabriel NahhasFarmers Financial Solutions, LLCMML Investors Services, LLC10-04-2016
Gail Ann WhiteInnovation Partners LLCMML Investors Services, LLC06-02-2014
Jason Thomas GrantPNC InvestmentsMML Investors Services, LLC06-19-2018
Jeffrey Scott PirklSigma Financial CorporationMML Investors Services, LLC06-01-2012
Joel Wayne WilliamsSigma Financial CorporationMML Investors Services, LLC11-22-2013
Next Page »

Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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