Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Seiji PotterCambridge Investment Research, Inc.MML Investors Services, LLC08-08-2017
Amy Sue PriceThe Huntington Investment CompanyMML Investors Services, LLC09-24-2015
Andrew C. PsilisPNC InvestmentsMML Investors Services, LLC$10001-09-2012
Angelo Oreste D'OrazioJ.P. Morgan Securities LLCMML Investors Services, LLC04-15-2019
Bradley David FathCambridge Investment Research, Inc.MML Investors Services, LLC$10004-26-2011
Bradley Jay HunterJ.P. Morgan Securities LLCMML Investors Services, LLC$10008-29-2016
Brandon Richard BeeryAllstate Financial Services, LLCMML Investors Services, LLC02-29-2016
Brenda Marie OldhamELE Wealth Advisors, Inc.MML Investors Services, LLC$10011-21-2016
Brian CvetkovskiInnovation Partners LLCMML Investors Services, LLC04-28-2017
Brian Daniel ParkerUSA Financial Securities CorporationMML Investors Services, LLC$50009-09-2015
Brian Scott DudaCambridge Investment Research, Inc.MML Investors Services, LLC$50005-09-2017
Brooks Tomas BlackPruco Securities, LLC.MML Investors Services, LLC03-12-2019
Christian Jeffrey GuellaMutual Securities, Inc.MML Investors Services, LLC06-17-2019
Christopher John BattisteLPL Financial LLCMML Investors Services, LLC$10006-01-2012
Christopher Robert OzdarskiSigma Financial CorporationMML Investors Services, LLC01-02-2009
Craig Randolph CheneySigma Financial CorporationMML Investors Services, LLC$25008-13-2012
Damon Jerome DrewPruco Securities, LLC.MML Investors Services, LLC$50005-16-2018
David B. GrafCambridge Investment Research, Inc.MML Investors Services, LLC$15005-08-2017
David MitterPruco Securities, LLC.MML Investors Services, LLC05-30-2018
David Nelson DrysdaleRoyal Alliance Associates, Inc.MML Investors Services, LLC09-10-2018
Dawn Lynn PhillipsPNC InvestmentsMML Investors Services, LLC07-08-2010
Deanna S LeichtSecurian Financial Services, Inc.MML Investors Services, LLC01-18-2016
Deborah Jean RenshawMorgan StanleyMML Investors Services, LLC11-14-2016
Dennis Bruce LernerCambridge Investment Research, Inc.MML Investors Services, LLC$10004-26-2011
Dennis D. RichardsonLPL Financial LLCMML Investors Services, LLC07-18-2014
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.