Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Stiles Gregory Miller Nathan ClarkAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25609-13-2019
Edward Walterhouse Ryan FarisAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$17508-09-2019
Joseph Moceri P Joseph Moceri Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15803-05-2020
Jon Russell Ryan Winkler Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$21409-06-2019
Jeff Tutor Natasha SparksStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$20012-08-2016
Brian Meulebrouck George AndresUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$22007-12-2017
Jason Holyszko David Snider Russell Wittkopp Tammy MentelWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$16502-25-2016
Thomas BraleyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$9502-18-2016
Brian Brice Tim BriceMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$4,50009-08-2014
Jeffrey M FratarcangeliWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$42403-28-2014
Diana Freeburg Daniel Hornblower Paul DeRocheUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$27005-31-2013
James Brad Cross Brad VannelliUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2012
Gary Cook Kristina Daniel Beth DeckerRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$24005-25-2017
Michael RosnerRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$11012-08-2016
Satish DharwadkarMangoTree CapitalMerrill Lynch, Pierce, Fenner & Smith Incorporated$3506-15-2012
Charles Randy HoffmanThe Huntington Investment CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2020
Timothy Owen GreenFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2020
David Stuart Harden IIFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2020
Justin Matthew CattaneoCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-29-2020
Bryanna Petricia SpirovskiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2020
Joseph Paul MoceriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-05-2020
Paul Joseph MoceriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
Gregory Hunter SchinkRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-27-2020
Ngufor Chiawah HilariMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2020
James Curtis Beachum IIIAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.