Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Mathew ShmyrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-05-2009
Manuel R. FrancoSigma Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
Michael John AjlounyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Jeffery Ryan AdamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Lisa Lynn StellaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-30-2009
Steven Michael PartykaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-02-2009
James Scott MoranOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Steven Richard DangelRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-03-2009
Michael William LaddRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2009
Dawn K. LovrovichUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
John Marc BushUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-13-2009
David A. Long Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Gregory Ellis HillWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Guy Gabriel CococcettaSigma Financial CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Michael Joseph GogginsInvestsharesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2009
Fallien E SchweinFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2009
Michael Eric PuvalowskiFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2010
Allen John KowalskiRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2010
Nicholas Edward BonnRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-12-2010
Mark William BublitzRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2010
David Joseph HudsonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2010
Bruce Robert Parmenter Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-15-2010
Ryan Edmond WaselewskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-29-2010
James Michael MaclachlanRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-22-2010
Charles Thomas O'Connor Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2010
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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