Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael LaakkoMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Adam P. KozakSigma Financial CorporationMetLife Securities Inc.06-05-2014
Ahmad Idreis MahdMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Alan Curtis TurnerMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Antonino AluiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-02-2016
Bradley R. JonesMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Bradley Stephen BaturMorgan StanleyMetLife Securities Inc.07-11-2016
Brian Joe JimersonMML Investors Services, LLCMetLife Securities Inc.$10003-25-2017
Bryan Charles KohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-03-2015
Cynthia Lee BalkwellMML Investors Services, LLCMetLife Securities Inc.$1803-25-2017
Daniel Edward OrtmanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David John ChampionMML Investors Services, LLCMetLife Securities Inc.03-25-2017
David Thatcher DilleyAmeriprise Financial Services, Inc.MetLife Securities Inc.06-29-2016
Dennis Michael DehnMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Dmitri A. KnyshMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Gerald Kenneth DoranMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Glen Christopher SpiceMML Investors Services, LLCMetLife Securities Inc.$1003-25-2017
Jeffrey Dean HollifieldMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Jeffrey Oneal SteelePruco Securities, LLC.MetLife Securities Inc.10-05-2016
Jeffrey Robert SteeleMML Investors Services, LLCMetLife Securities Inc.03-25-2017
John William LoftusComerica SecuritiesMetLife Securities Inc.06-30-2015
Justin Matthew WilliamsonMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Laura Lynn VoigtMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Levi Arthur HaightLPL Financial LLCMetLife Securities Inc.$5011-30-2015
Maria Victoria U. FoughtMML Investors Services, LLCMetLife Securities Inc.03-25-2017
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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