Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam P. KozakSigma Financial CorporationMetLife Securities Inc.06-05-2014
Alexander James DinserVoya Financial Advisors, Inc.MetLife Securities Inc.02-23-2012
Antonino AluiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-02-2016
Babatunde Miklos OgunlanaRegulus Advisors, LLCMetLife Securities Inc.07-24-2015
Bradley Stephen BaturMorgan StanleyMetLife Securities Inc.07-11-2016
Bryan Charles KohnMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.$10012-03-2015
Christopher Michael JasonSII Investments, Inc.MetLife Securities Inc.10-10-2016
Clint Sterling MyersCommonwealth Financial NetworkMetLife Securities Inc.12-04-2015
Dale McNabbSecurian Financial Services, Inc.MetLife Securities Inc.07-07-2016
David Thatcher DilleyAmeriprise Financial Services, Inc.MetLife Securities Inc.06-29-2016
David Wayne EdwardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.03-27-2012
Geoff Lewis DavisSII Investments, Inc.MetLife Securities Inc.10-03-2016
Grant Garfield Gillespie Sr.Chase Investment Services Corp.MetLife Securities Inc.11-09-2009
Greg Robert HildebrandPlanMember Securities CorporationMetLife Securities Inc.02-20-2013
James Collins WhiteSII Investments, Inc.MetLife Securities Inc.10-03-2016
James Harold HernSignator Investors, Inc.MetLife Securities Inc.$25003-20-2015
Jeffrey Oneal SteelePruco Securities, LLC.MetLife Securities Inc.10-05-2016
Jody Dwayne PriceParkland Securities, LLCMetLife Securities Inc.05-01-2013
John Albert MandeSII Investments, Inc.MetLife Securities Inc.11-29-2013
John Michael LutzSII Investments, Inc.MetLife Securities Inc.$10011-01-2016
John William LoftusComerica SecuritiesMetLife Securities Inc.06-30-2015
Larry Alan MengerinkSII Investments, Inc.MetLife Securities Inc.01-05-2015
Lawrence Dale HathawayInfinex Investments, Inc.MetLife Securities Inc.$10012-05-2013
Levi Arthur HaightLPL Financial LLCMetLife Securities Inc.$50011-30-2015
Mark William MikuckiParkland Securities, LLCMetLife Securities Inc.$10009-01-2010
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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