Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Michael HolmesCitizens Securities, Inc.Morgan Stanley03-19-2019
David Bruce BurchRaymond James & Associates, Inc.Morgan Stanley$10003-01-2019
Ryan K DenhaRKD Financial LLCMorgan Stanley02-12-2019
Jeffrey Joseph WinklerRaymond James & Associates, Inc.Morgan Stanley$15008-31-2018
Bradly Allen BlauseyRaymond James Financial Services, Inc.Morgan Stanley$2502-16-2018
Janice Wai-Fun LoRaymond James Financial Services, Inc.Morgan Stanley02-16-2018
Patrick Thomas O'NeillRaymond James Financial Services, Inc.Morgan Stanley$102-16-2018
William Spencer HartsockRaymond James Financial Services, Inc.Morgan Stanley$15002-16-2018
Alec James MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-19-2018
Danielle Erin WorkmanFifth Third Securities, Inc.Morgan Stanley12-21-2017
Marcelo Naan Flores IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-30-2017
Kenneth Edward DempsAmeriprise Financial Services, Inc.Morgan Stanley$25006-02-2017
Robert Hal DennisAmeriprise Financial Services, Inc.Morgan Stanley$1006-02-2017
Patrick Shawn CrilleySigma Financial CorporationMorgan Stanley05-26-2017
Luke Logan YocomCetera Investment Services LLCMorgan Stanley04-13-2017
Kimberley Kae HamiltonVoya Financial Advisors, Inc.Morgan Stanley$5002-02-2017
Nathan Charles MunroJ.J.B. Hilliard, W.L. Lyons, LLCMorgan Stanley$15011-01-2016
Eric Thomas PrattAmeriprise Financial Services, Inc.Morgan Stanley10-25-2016
Scott David AndersonComerica SecuritiesMorgan Stanley$15009-09-2016
Jake Andrew VogelEdward JonesMorgan Stanley07-22-2016
Craig Anthony RosenbergRaymond James Financial Services, Inc.Morgan Stanley05-26-2016
Matt M. LindgrenAmeriprise Financial Services, Inc.Morgan Stanley05-25-2016
Thomas John GrobbelWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
Thomas John Grobbel IIWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
Jason Daniel LynchMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$104-19-2016
Next Page »

Showing 1 to 25 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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