Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Renee Hof-LaceyRaymond James & Associates, Inc.Morgan Stanley$11508-17-2020
Kenneth Demps Robert Dennis Jay MacKenzieAmeriprise Financial Services, LLCMorgan Stanley$27006-02-2017
Peter R Benington Steven C Benington Steven R CrossMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$24005-15-2013
Eric Whipple Stephen CooperWells Fargo Clearing Services, LLCMorgan Stanley$19503-08-2013
Richard PowellWells Fargo Clearing Services, LLCMorgan Stanley$17602-15-2013
David VallieMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$16011-14-2012
Robert Steingold Geoffrey OrbachMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$17706-15-2012
Terrence J Andrysiak William H Moeller Jennifer Olsen Dana Czmer Adam Coselmon Michael DrainvilleRaymond JamesMorgan Stanley$66506-10-2015
William D BurkeLebenthal Wealth AdvisorsMorgan Stanley01-15-2015
James Clark StandishStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-08-2020
Preston Patrick PelhamEdward JonesMorgan Stanley08-21-2020
Renee Johanna Hof-LaceyRaymond James & Associates, Inc.Morgan Stanley$5008-17-2020
Caterina HoltRaymond James & Associates, Inc.Morgan Stanley$2507-09-2020
Joshua Michael LarsenCitizens Securities, Inc.Morgan Stanley06-25-2020
Brianna Ashley DriscollMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-26-2020
Sonya renee niewiekMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5004-20-2020
Peter M BradenCambridge Investment Research, Inc.Morgan Stanley$2501-27-2020
Andrew Bikram JoharVALIC Financial Advisors, Inc.Morgan Stanley01-14-2020
Doyle Jeffrey MosleyCitizens Securities, Inc.Morgan Stanley12-02-2019
Joan Marie BoncherUBS Financial Services Inc.Morgan Stanley11-27-2019
Cheri Marie WatsonInfinex Investments, Inc.Morgan Stanley11-22-2019
David HalvorsonEdward JonesMorgan Stanley11-22-2019
Kirk James WaaraMoloney Securities Co., Inc.Morgan Stanley11-20-2019
Catharine Obrien BetzigJ.P. Morgan Securities LLCMorgan Stanley11-07-2019
Mark Philip SchmidtWells Fargo Clearing Services, LLCMorgan Stanley10-15-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.