Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Demps Robert Dennis Jay MacKenzieAmeriprise Financial Services, LLCMorgan Stanley$27006-02-2017
Paul Charles DemarkAmeriprise Financial Services, LLCMorgan Stanley$15003-29-2019
Lauren Kelly KeilmanAmeriprise Financial Services, LLCMorgan Stanley$606-15-2017
Sheetal PatelAmeriprise Financial Services, LLCMorgan Stanley$5006-09-2017
Jay B MackenzieAmeriprise Financial Services, LLCMorgan Stanley06-02-2017
Kenneth Edward DempsAmeriprise Financial Services, LLCMorgan Stanley$25006-02-2017
Matt M LindgrenAmeriprise Financial Services, LLCMorgan Stanley05-25-2016
Mark Anthony CzarneckiAmeriprise Financial Services, LLCMorgan Stanley$20001-22-2016
Jeffrey David LynnAmeriprise Financial Services, LLCMorgan Stanley$9104-17-2014
Pedro Luis LlanesAmeriprise Financial Services, LLCMorgan Stanley$8810-18-2013
Valerija Erna CastroAmeriprise Financial Services, LLCMorgan Stanley$2505-11-2012
Don Weston GoetcheusAmeriprise Financial Services, LLCMorgan Stanley01-13-2012
Peter M BradenCambridge Investment Research, Inc.Morgan Stanley$2501-27-2020
Luke Logan YocomCetera Investment Services LLCMorgan Stanley04-13-2017
Joshua Michael LarsenCitizens Securities, Inc.Morgan Stanley06-25-2020
Doyle Jeffrey MosleyCitizens Securities, Inc.Morgan Stanley12-02-2019
Matthew Michael HolmesCitizens Securities, Inc.Morgan Stanley03-19-2019
Emilyann Dyer BoydComerica SecuritiesMorgan Stanley11-10-2017
Scott David AndersonComerica SecuritiesMorgan Stanley$15009-09-2016
Sammy Hassan AmineComerica SecuritiesMorgan Stanley06-01-2015
Keith Allen UhlerComerica SecuritiesMorgan Stanley$5005-16-2011
Preston Patrick PelhamEdward JonesMorgan Stanley08-21-2020
David HalvorsonEdward JonesMorgan Stanley11-22-2019
Jake VogelEdward JonesMorgan Stanley07-22-2016
Adam ThielEdward JonesMorgan Stanley06-29-2015
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Showing 1 to 25 of 170 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.