Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Michael ThielEdward JonesMorgan Stanley06-29-2015
Alec J. MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-19-2018
Alexander Gregory ElkinLPL Financial LLCMorgan Stanley$1010-30-2009
Andrew S. ChapmanHighTower Securities, LLCMorgan Stanley11-12-2010
Arthur James BuysWells Fargo Clearing Services, LLCMorgan Stanley$5007-22-2010
Barbara Lynn Griffin, Kent Alan TiptonRobert W. Baird & Co. IncorporatedMorgan Stanley$1006-12-2009
Blake Mitchell BeebeLPL Financial LLCMorgan Stanley09-21-2015
Bradley Joseph Mikolajczyk, Nicholas John KozakMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-01-2010
Bradly Allen BlauseyRaymond James Financial Services, Inc.Morgan Stanley$2502-16-2018
Branden Jennings MinuthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-04-2011
Brian Murray BellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-19-2009
Bruce Kendall Ballard, Shaun Michael KosnikMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10012-02-2016
Cary Nye WietingMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-01-2010
Christopher Andre RaduLPL Financial LLCMorgan Stanley05-12-2015
Christopher Camden JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-11-2015
Dale Michael JurekRaymond James & Associates, Inc.Morgan Stanley11-01-2013
Danial Scott AndersonKey Investment Services LLCMorgan Stanley05-10-2010
Danielle Erin WorkmanFifth Third Securities, Inc.Morgan Stanley12-21-2017
David Albert MeyersB. Riley Wealth ManagementMorgan Stanley$5010-01-2010
David Bruce BurchRaymond James & Associates, Inc.Morgan Stanley$10003-01-2019
David Charles VallieMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15011-14-2012
David VallieMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$16011-14-2012
Dennis James TaylorEdward JonesMorgan Stanley$2504-20-2015
Dennis Eugene MarrsSigma Financial CorporationMorgan Stanley$5011-02-2010
Don Bradley Gill IIIBKS Advisors, LLCMorgan Stanley12-01-2017
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Showing 1 to 25 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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