Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Lee CoselmonRaymond James & Associates, Inc.Morgan Stanley$15005-08-2015
Adam ThielEdward JonesMorgan Stanley06-29-2015
Alec James MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-19-2018
Alexander Gregory ElkinLPL Financial LLCMorgan Stanley10-30-2009
Andrew Bikram JoharVALIC Financial Advisors, Inc.Morgan Stanley01-14-2020
Andrew S ChapmanHighTower Securities, LLCMorgan Stanley$15011-12-2010
Anil Kapoor JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-15-2013
Arthur James BuysWells Fargo Clearing Services, LLCMorgan Stanley$1,00007-22-2010
Barbara Lynn GriffinRobert W. Baird & Co. IncorporatedMorgan Stanley$10006-12-2009
Benjamin Eric WestinRegulus Advisors, LLCMorgan Stanley05-09-2017
Blake Mitchell BeebeLPL Financial LLCMorgan Stanley09-21-2015
Bradley Joseph MikolajczykMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-01-2010
Bradly Allen BlauseyRaymond James Financial Services, Inc.Morgan Stanley$2502-16-2018
Branden Jennings MinuthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-04-2011
Brandon Jacob TurnbullVoya Financial Advisors, Inc.Morgan Stanley05-16-2019
Brandon James MudloffWells Fargo Clearing Services, LLCMorgan Stanley12-07-2015
Brian Murray BellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-19-2009
Brianna Ashley DriscollMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-26-2020
Bruce Kendall BallardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-02-2016
Carmen Sapiano McNamaraRaymond James & Associates, Inc.Morgan Stanley$2503-19-2018
Cary Nye WietingMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-01-2010
Caterina HoltRaymond James & Associates, Inc.Morgan Stanley$2507-09-2020
Catharine Obrien BetzigJ.P. Morgan Securities LLCMorgan Stanley11-07-2019
Cheri Marie WatsonInfinex Investments, Inc.Morgan Stanley11-22-2019
Christopher Andre RaduLPL Financial LLCMorgan Stanley05-12-2015
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Showing 1 to 25 of 170 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.