Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter M BradenCambridge Investment Research, Inc.Morgan Stanley01-27-2020
Andrew Bikram JoharVALIC Financial Advisors, Inc.Morgan Stanley01-14-2020
Colleen Therese GillespieCentennial Wealth Advisory, LLCMorgan Stanley01-13-2020
Doyle Jeffrey MosleyCitizens Securities, Inc.Morgan Stanley12-02-2019
Joan Marie BoncherUBS Financial Services Inc.Morgan Stanley11-27-2019
Cheri Marie WatsonInfinex Investments, Inc.Morgan Stanley11-22-2019
David Vincent HalvorsonEdward JonesMorgan Stanley11-22-2019
Kirk James WaaraMoloney Securities Co., Inc.Morgan Stanley11-20-2019
Catharine Obrien BetzigJ.P. Morgan Securities LLCMorgan Stanley11-07-2019
Mark Philip SchmidtWells Fargo Clearing Services, LLCMorgan Stanley10-15-2019
Deborah Jean RenshawLPL Financial LLCMorgan Stanley10-01-2019
Michael Scott KovieRaymond James & Associates, Inc.Morgan Stanley07-12-2019
Emily Helen JolesSchwallier Wealth ManagementMorgan Stanley06-08-2019
Brandon Jacob TurnbullVoya Financial Advisors, Inc.Morgan Stanley05-16-2019
Tyrone Eric ThorpeNorthwestern Mutual Investment Services, LLCMorgan Stanley04-24-2019
Paul Charles DemarkAmeriprise Financial Services, LLCMorgan Stanley03-29-2019
Matthew M. HolmesCitizens Securities, Inc.Morgan Stanley03-19-2019
Jeffrey Joseph WinklerRaymond James & Associates, Inc.Morgan Stanley08-31-2018
Joseph Andrew DanleyRaymond James & Associates, Inc.Morgan Stanley08-31-2018
Romain Hubert DucasseWells Fargo Clearing Services, LLCMorgan Stanley08-30-2018
Dionne T. ObannonMML Investors Services, LLCMorgan Stanley07-02-2018
Karla Linette WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-28-2018
Elisa D RamosVALIC Financial Advisors, Inc.Morgan Stanley05-22-2018
Tamara Marie GreshamRaymond James & Associates, Inc.Morgan Stanley05-16-2018
Diane A RoegnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-24-2018
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Showing 1 to 25 of 248 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.