Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason D. LynchMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-19-2016
Richard James BowlingInstitutional Securities CorporationMorgan Stanley03-11-2016
John E. Swegles IIIWells Fargo Clearing Services, LLCMorgan Stanley$5002-26-2016
Lucy Christel Matthews, Patrick Joseph DowneyWells Fargo Clearing Services, LLCMorgan Stanley02-19-2016
Thomas Michael KonopkaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10102-12-2016
Robert Henry CunninghamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-12-2016
George Laszlo SovinskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-12-2016
Nicholas Christopher PatricoRaymond James & Associates, Inc.Morgan Stanley01-29-2016
Mark Anthony CzarneckiAmeriprise Financial Services, Inc.Morgan Stanley$20001-22-2016
Jason Ronald StachuraMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15012-09-2015
Robert Brandon KrutWells Fargo Clearing Services, LLCMorgan Stanley$10012-07-2015
Michael Alan KleinWells Fargo Clearing Services, LLCMorgan Stanley$5012-07-2015
Steven Michael GretchkoWells Fargo Clearing Services, LLCMorgan Stanley$2512-07-2015
Shelley Elizabeth NorrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-17-2015
Blake Mitchell BeebeLPL Financial LLCMorgan Stanley09-21-2015
Timothy John SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-11-2015
Christopher Camden JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-11-2015
Adam Michael ThielEdward JonesMorgan Stanley06-29-2015
Terrence J. Andrysiak, William H. Moeller, Jennifer Olsen, Dana Czmer, Adam Coselmon, Michael DrainvilleRaymond JamesMorgan Stanley$66506-10-2015
Sammy Hassan AmineComerica SecuritiesMorgan Stanley06-01-2015
Kevin C. BeaudoinPrivate Advisor Group, LLCMorgan Stanley05-22-2015
Christopher Andre RaduLPL Financial LLCMorgan Stanley05-12-2015
Dennis James TaylorEdward JonesMorgan Stanley$2504-20-2015
Frank L. BanksWells Fargo Clearing Services, LLCMorgan Stanley$5002-20-2015
William D. BurkeLebenthal Wealth AdvisorsMorgan Stanley01-15-2015
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Showing 26 to 50 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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