Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Joseph WinklerRaymond James & Associates, Inc.Morgan Stanley08-31-2018
Joseph Andrew DanleyRaymond James & Associates, Inc.Morgan Stanley08-31-2018
Romain Hubert DucasseWells Fargo Clearing Services, LLCMorgan Stanley08-30-2018
Dionne T. ObannonMML Investors Services, LLCMorgan Stanley07-02-2018
Karla Linette WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-28-2018
Todd M AdamsAmeriprise Financial Services, LLCMorgan Stanley$10006-15-2018
Elisa D RamosVALIC Financial Advisors, Inc.Morgan Stanley05-22-2018
Tamara Marie GreshamRaymond James & Associates, Inc.Morgan Stanley05-16-2018
Diane A RoegnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-24-2018
Tracy Lee KendrickWells Fargo Clearing Services, LLCMorgan Stanley04-20-2018
Carmen Sapiano McNamaraRaymond James & Associates, Inc.Morgan Stanley03-19-2018
Kristie Lynn WaldorfUBS Financial Services Inc.Morgan Stanley03-12-2018
Wayne Stephan PetersUBS Financial Services Inc.Morgan Stanley02-28-2018
Patrick Thomas O'NeillRaymond James Financial Services, Inc.Morgan Stanley$10002-16-2018
William Spencer HartsockRaymond James Financial Services, Inc.Morgan Stanley$10002-16-2018
Robin StackRaymond James Financial Services, Inc.Morgan Stanley02-16-2018
Bradly Allen BlauseyRaymond James Financial Services, Inc.Morgan Stanley$15002-16-2018
Janice W LoRaymond James Financial Services, Inc.Morgan Stanley02-16-2018
Alec J. MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-19-2018
Jon Michael RandallStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-16-2018
Danielle Erin WorkmanFifth Third Securities, Inc.Morgan Stanley12-21-2017
Thomas Jeremiah MoherRaymond James & Associates, Inc.Morgan Stanley$10012-18-2017
Don Bradley Gill IIIBKS Advisors, LLCMorgan Stanley12-01-2017
Emilyann Dyer BoydComerica SecuritiesMorgan Stanley11-10-2017
James BertrandJ.P. Morgan Securities LLCMorgan Stanley10-27-2017
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Showing 26 to 50 of 253 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.