Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jay B MackenzieAmeriprise Financial Services, LLCMorgan Stanley06-02-2017
Kenneth Edward DempsAmeriprise Financial Services, LLCMorgan Stanley$25006-02-2017
Patrick Shawn CrilleySigma Financial CorporationMorgan Stanley05-26-2017
Benjamin Eric WestinRegulus Advisors, LLCMorgan Stanley05-09-2017
Luke Logan YocomCetera Investment Services LLCMorgan Stanley04-13-2017
Donna M BartelottiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-03-2017
Kimberley Kae HamiltonVoya Financial Advisors, Inc.Morgan Stanley$5002-02-2017
Bruce Kendall BallardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-02-2016
Shaun Michael KosnikMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-02-2016
Linda HoisingtonWells Fargo Clearing Services, LLCMorgan Stanley11-30-2016
Scott David AndersonComerica SecuritiesMorgan Stanley$15009-09-2016
Jake VogelEdward JonesMorgan Stanley07-22-2016
Matt M LindgrenAmeriprise Financial Services, LLCMorgan Stanley05-25-2016
Thomas John GrobbelWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
Thomas John Grobbel IIWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
Jessica ChiangJ.P. Morgan Securities LLCMorgan Stanley04-12-2016
Richard James BowlingInstitutional Securities CorporationMorgan Stanley03-11-2016
John E Swegles IiiWells Fargo Clearing Services, LLCMorgan Stanley$5002-26-2016
Lucy Christel MatthewsWells Fargo Clearing Services, LLCMorgan Stanley$5002-19-2016
Patrick Joseph DowneyWells Fargo Clearing Services, LLCMorgan Stanley$2502-19-2016
Robert H CunninghamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15002-12-2016
Thomas Michael KonopkaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10102-12-2016
John M CrandallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-12-2016
George Laszlo SovinskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-12-2016
Nicholas Christopher PatricoRaymond James & Associates, Inc.Morgan Stanley01-29-2016
« Previous PageNext Page »

Showing 51 to 75 of 170 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.