Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Don Weston GoetcheusAmeriprise Financial Services, Inc.Morgan Stanley01-13-2012
Mark Lawrence Stackable, Keri Lynn SabatiniWells Fargo Clearing Services, LLCMorgan Stanley11-22-2011
Peter Sallim ShunyiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$20007-08-2011
Irfan JalladMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-08-2011
Keith Allen UhlerComerica SecuritiesMorgan Stanley05-16-2011
Nathan Renz VerbeekWells Fargo Clearing Services, LLCMorgan Stanley$5003-17-2011
Susan Gwynn CarlyonRaymond James & Associates, Inc.Morgan Stanley$5002-11-2011
Keith Bruce CarlyonRaymond James & Associates, Inc.Morgan Stanley$5002-11-2011
Thomas Christopher LewisStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-28-2011
Nelson Eggleston WaltersWells Fargo Clearing Services, LLCMorgan Stanley01-20-2011
Branden Jennings MinuthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-04-2011
Terry Lee KnottWells Fargo Clearing Services, LLCMorgan Stanley12-03-2010
Steven Manuel DinesWells Fargo Clearing Services, LLCMorgan Stanley$5011-12-2010
Andrew S. ChapmanHighTower Securities, LLCMorgan Stanley11-12-2010
Dennis Eugene MarrsSigma Financial CorporationMorgan Stanley$5011-02-2010
David Albert MeyersB. Riley Wealth ManagementMorgan Stanley$5010-01-2010
Bradley Joseph Mikolajczyk, Nicholas John KozakMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-01-2010
Cary Nye WietingMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-01-2010
Jason Raymond BowensMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-01-2010
Scott Harry AmmonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5009-30-2010
John Scott PenceMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-30-2010
Gregory Hunter SchinkMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-23-2010
Stephen Timothy FalzoneRaymond James & Associates, Inc.Morgan Stanley$5008-20-2010
Arthur James BuysWells Fargo Clearing Services, LLCMorgan Stanley$5007-22-2010
Frank Warren HonesLPL Financial LLCMorgan Stanley$2506-30-2010
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Showing 76 to 100 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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