Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matt Michael LindgrenAmeriprise Financial Services, LLCMorgan Stanley05-25-2016
Thomas John GrobbelWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
Thomas John Grobbel IIWells Fargo Clearing Services, LLCMorgan Stanley05-12-2016
Jason D. LynchMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-19-2016
Jessica ChiangJ.P. Morgan Securities LLCMorgan Stanley04-12-2016
Kevin Dale GautPNC InvestmentsMorgan Stanley03-11-2016
Richard James BowlingInstitutional Securities CorporationMorgan Stanley03-11-2016
John E. Swegles IIIWells Fargo Clearing Services, LLCMorgan Stanley$5002-26-2016
William Walter BlaineLPL Financial LLCMorgan Stanley$2502-22-2016
Lucy Christel MatthewsWells Fargo Clearing Services, LLCMorgan Stanley02-19-2016
Patrick Joseph DowneyWells Fargo Clearing Services, LLCMorgan Stanley$2502-19-2016
Robert Henry CunninghamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15002-12-2016
Thomas Michael KonopkaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10002-12-2016
John Martin CrandallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5002-12-2016
George Laszlo SovinskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-12-2016
Nicholas Christopher PatricoRaymond James & Associates, Inc.Morgan Stanley01-29-2016
Justin David RileyRaymond James & Associates, Inc.Morgan Stanley01-29-2016
David Brian AltwergerWaddell & ReedMorgan Stanley$1001-25-2016
Mark Anthony CzarneckiAmeriprise Financial Services, LLCMorgan Stanley$20001-22-2016
Joseph Gregory MarcheniaUBS Financial Services Inc.Morgan Stanley01-12-2016
Patrick J. AucklandTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley12-18-2015
Jason Ronald StachuraMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15012-09-2015
Fadi Milad SankariJ.P. Morgan Securities LLCMorgan Stanley12-07-2015
Lawrence Nachum BerkeWells Fargo Clearing Services, LLCMorgan Stanley$10012-07-2015
Robert Brandon KrutWells Fargo Clearing Services, LLCMorgan Stanley$10012-07-2015
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Showing 76 to 100 of 253 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.