Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc Angelo BelgiornoWells Fargo Clearing Services, LLCMorgan Stanley$2502-27-2012
Adam Michael LaakkoMetLife Securities Inc.Morgan Stanley01-30-2012
Don Weston GoetcheusAmeriprise Financial Services, Inc.Morgan Stanley$2501-13-2012
Richard Alan WelshSanders Morris Harris LLCMorgan Stanley01-11-2012
Marsha Lynn DaughertyTransamerica Financial Advisors, IncMorgan Stanley01-03-2012
Casey Lee PogodzinskiFreedom One Investment Advisors, Inc.Morgan Stanley12-05-2011
Isaiah Martin MontgomeryMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2011
David Wayne EdwardsMetLife Securities Inc.Morgan Stanley11-07-2011
Frank James FranklinChase Investment Services Corp.Morgan Stanley10-11-2011
Bradley James SurmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-22-2011
Angela Lynn VohsMetLife Securities Inc.Morgan Stanley09-12-2011
Bradley Thomas LottWells Fargo Clearing Services, LLCMorgan Stanley08-18-2011
Troy Edward TeitsmaFifth Third Securities, Inc.Morgan Stanley07-11-2011
Irfan JalladMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$107-08-2011
Peter Sallim ShunyiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$20007-08-2011
Keith Allen UhlerComerica SecuritiesMorgan Stanley$5005-16-2011
Sam J GalanisOppenheimer & Co. Inc.Morgan Stanley03-24-2011
Nathan Renz VerbeekWells Fargo Clearing Services, LLCMorgan Stanley$5003-17-2011
Raymond Carl RitterB. Riley Wealth ManagementMorgan Stanley03-07-2011
Keith Bruce CarlyonRaymond James & Associates, Inc.Morgan Stanley$1402-11-2011
Susan Gwynn CarlyonRaymond James & Associates, Inc.Morgan Stanley$15002-11-2011
Morgan Lee MudgePNC InvestmentsMorgan Stanley02-03-2011
Edward Bert DutcherStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-28-2011
Thomas Christopher LewisStifel, Nicolaus & Company, IncorporatedMorgan Stanley$101-28-2011
Nelson Eggleston WaltersWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-20-2011
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Showing 101 to 125 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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