Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Renee E AucoinINVEST Financial CorporationMorgan Stanley01-12-2011
Branden Jennings MinuthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-04-2011
Terry Lee KnottWells Fargo Clearing Services, LLCMorgan Stanley$1,00012-03-2010
Andrew S ChapmanHighTower Securities, LLCMorgan Stanley$15011-12-2010
Steven Manuel DinesWells Fargo Clearing Services, LLCMorgan Stanley$10011-12-2010
Dennis Eugene MarrsSigma Financial CorporationMorgan Stanley$2511-02-2010
Anjanette Acuff NickoloffChase Investment Services Corp.Morgan Stanley11-01-2010
Cary Nye WietingMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-01-2010
David Albert MeyersB. Riley Wealth ManagementMorgan Stanley$5010-01-2010
Jason Raymond BowensMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-01-2010
Kimberly Kay LoveringMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-01-2010
John Scott PenceMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-30-2010
Scott Harry AmmonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10409-30-2010
RAKESH NMI BHARTIAmeriprise Financial Services, Inc.Morgan Stanley$2509-20-2010
Angelo Michael PanoffWells Fargo Clearing Services, LLCMorgan Stanley08-26-2010
Gregory Hunter SchinkMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15008-23-2010
Stephen Timothy FalzoneRaymond James & Associates, Inc.Morgan Stanley$5008-20-2010
Lynne Ellen PopeRoyal Alliance Associates, Inc.Morgan Stanley08-01-2010
Andrew Martin SpearmanWells Fargo Clearing Services, LLCMorgan Stanley07-28-2010
Arthur James BuysWells Fargo Clearing Services, LLCMorgan Stanley$1,00007-22-2010
Joshua Mathew Van MalsenWells Fargo Clearing Services, LLCMorgan Stanley07-15-2010
Lewis Russell Walterhouse IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-07-2010
Frank Warren HonesLPL Financial LLCMorgan Stanley$106-30-2010
Joseph Michael HamoWells Fargo Clearing Services, LLCMorgan Stanley$25005-14-2010
Joseph Robert HamoWells Fargo Clearing Services, LLCMorgan Stanley05-14-2010
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Showing 126 to 150 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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