Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark John SharkeyUBS Financial Services Inc.Morgan Stanley02-27-2015
Leif Christian FryUBS Financial Services Inc.Morgan Stanley$5002-27-2015
Frank L. BanksWells Fargo Clearing Services, LLCMorgan Stanley$5002-20-2015
William David BurkeLebenthal & Co., LLCMorgan Stanley01-15-2015
Muata Rikondja MahluliTIAA-CREF Individual & Institutional Services, LLCMorgan Stanley11-21-2014
Lance Jamar TurnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-17-2014
Jed S. McCrumbWells Fargo Advisors Financial Network, LLCMorgan Stanley$1009-12-2014
Anthony Richard ThorpeWells Fargo Clearing Services, LLCMorgan Stanley$5008-29-2014
Jared Owen McNuttAmeriprise Financial Services, LLCMorgan Stanley$10006-27-2014
Aaron W. HollisterWaddell & ReedMorgan Stanley06-23-2014
Jeffrey David LynnAmeriprise Financial Services, LLCMorgan Stanley$5004-17-2014
Heather Rene KakabeekeRaymond James & Associates, Inc.Morgan Stanley$5004-16-2014
Daniel Harry CurkanSigma Financial CorporationMorgan Stanley04-11-2014
Kenneth M. CylkowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-16-2013
Eric Martin RuthFirst American Securities, Inc.Morgan Stanley11-15-2013
Eldridge Foster ParksRaymond James & Associates, Inc.Morgan Stanley11-01-2013
Dale Michael JurekRaymond James & Associates, Inc.Morgan Stanley$5011-01-2013
Pedro Luis LlanesAmeriprise Financial Services, LLCMorgan Stanley10-18-2013
Andrey IlyasovMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-26-2013
Ronald Jay RostkerQuestar Capital CorporationMorgan Stanley09-25-2013
Jason Kent SpencerLPL Financial LLCMorgan Stanley07-24-2013
Randall Russell RussoFifth Third Securities, Inc.Morgan Stanley07-08-2013
Jim Alan Jarvis IIFifth Third Securities, Inc.Morgan Stanley06-05-2013
Hassan K HarajliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-20-2013
Peter Ralph BeningtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-10-2013
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Showing 126 to 150 of 253 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.