Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Robert CrossMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-10-2013
Steven Casey BeningtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-10-2013
Joseph Paul HarmonCambridge Investment Research, Inc.Morgan Stanley05-01-2013
Peter Leon AseritisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-22-2013
Heather Marie KocsisPNC InvestmentsMorgan Stanley03-18-2013
Stephen Edward CooperWells Fargo Clearing Services, LLCMorgan Stanley$15003-08-2013
Eric Alden WhippleWells Fargo Clearing Services, LLCMorgan Stanley$1003-08-2013
Myra Sue NewvilleL.M. Kohn & CompanyMorgan Stanley02-15-2013
Richard Francis PowellWells Fargo Clearing Services, LLCMorgan Stanley$20002-15-2013
Janet Marie FrancekWells Fargo Clearing Services, LLCMorgan Stanley$2502-15-2013
Lynn Louise ColbyStifel, Nicolaus & Company, IncorporatedMorgan Stanley$512-12-2012
David Charles VallieMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15011-14-2012
Matthew Todd FlynnFifth Third Securities, Inc.Morgan Stanley10-12-2012
Kathleen Marie SnyderAmeriprise Financial Services, LLCMorgan Stanley07-20-2012
William James BassowSecurities America, Inc.Morgan Stanley06-25-2012
Crawford JamesJames FinancialMorgan Stanley06-20-2012
Robert Alan SteingoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-15-2012
Chelsea Lynn KiehlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-15-2012
Jeffrey John VotrubaFifth Third Securities, Inc.Morgan Stanley$1006-06-2012
Steven Richard BriggsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-04-2012
Valerija Erna CastroAmeriprise Financial Services, LLCMorgan Stanley05-11-2012
Peter Michael TenutaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10003-28-2012
Joel William MalleryUBS Financial Services Inc.Morgan Stanley$5003-09-2012
Marc Angelo BelgiornoWells Fargo Clearing Services, LLCMorgan Stanley$2502-27-2012
Adam Michael LaakkoMetLife Securities Inc.Morgan Stanley01-30-2012
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Showing 151 to 175 of 253 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.