Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brianna Ashley DriscollMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-26-2020
Sonya renee niewiekMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5004-20-2020
Karla Linette WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-28-2018
Diane Allard RoegnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-24-2018
Alec James MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-19-2018
Marcelo Flores IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-30-2017
Donna M BartelottiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-03-2017
Bruce Kendall BallardMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-02-2016
Shaun Michael KosnikMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-02-2016
Robert H CunninghamMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15002-12-2016
Thomas Michael KonopkaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10102-12-2016
John M CrandallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-12-2016
George Laszlo SovinskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-12-2016
Jason R StachuraMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25012-09-2015
Shelley Elizabeth NorrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-17-2015
Timothy J SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-11-2015
Christopher Camden JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-11-2015
Anil Kapoor JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-15-2013
Peter R Benington Steven C Benington Steven R CrossMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$24005-15-2013
Peter Ralph BeningtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-10-2013
Steven Robert CrossMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-10-2013
Steven Casey BeningtonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-10-2013
Peter LEON AseritisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2503-22-2013
David VallieMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$16011-14-2012
David Charles VallieMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15711-14-2012
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.