Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alec James MoultonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-19-2018
Marcelo Naan Flores IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-30-2017
Jason Daniel LynchMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$104-19-2016
George Laszlo SovinskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-12-2016
Thomas Michael KonopkaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10102-12-2016
Jason Ronald StachuraMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25012-09-2015
Shelley Elizabeth NorrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10011-17-2015
Christopher Camden JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-11-2015
Timothy John SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15009-11-2015
Michael John GlosterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-10-2015
Lance Jamar TurnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-17-2014
Kenneth Michael CylkowskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$112-16-2013
Andrey IlyasovMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-26-2013
Hassan Khalil HarajliMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-20-2013
Peter Leon AseritisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2503-22-2013
David Charles VallieMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15711-14-2012
Robert Alan SteingoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15006-15-2012
Steven Richard BriggsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15006-04-2012
Peter Michael TenutaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5003-28-2012
Isaiah Martin MontgomeryMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-08-2011
Bradley James SurmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-22-2011
Irfan JalladMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$107-08-2011
Peter Sallim ShunyiaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$20007-08-2011
Branden Jennings MinuthMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-04-2011
Cary Nye WietingMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-01-2010
Next Page »

Showing 1 to 25 of 35 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.