Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joan Marie BoncherUBS Financial Services Inc.Morgan Stanley11-27-2019
Kristie Lynn WaldorfUBS Financial Services Inc.Morgan Stanley03-12-2018
Wayne Stephan PetersUBS Financial Services Inc.Morgan Stanley02-28-2018
Richard R. TorrentiUBS Financial Services Inc.Morgan Stanley$10008-12-2016
Joseph Gregory MarcheniaUBS Financial Services Inc.Morgan Stanley01-12-2016
Mark John SharkeyUBS Financial Services Inc.Morgan Stanley02-27-2015
Leif Christian FryUBS Financial Services Inc.Morgan Stanley$5002-27-2015
Joel William MalleryUBS Financial Services Inc.Morgan Stanley$5003-09-2012
Paul Joseph VandenheedeUBS Financial Services Inc.Morgan Stanley$15004-30-2010

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.